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Darwin-L Message Log 1: 241–279 — September 1993
Academic Discussion on the History and Theory of the Historical Sciences
Darwin-L was an international discussion group on the history and theory of the historical sciences, active from 1993–1997. Darwin-L was established to promote the reintegration of a range of fields all of which are concerned with reconstructing the past from evidence in the present, and to encourage communication among scholars, scientists, and researchers in these fields. The group had more than 600 members from 35 countries, and produced a consistently high level of discussion over its several years of operation. Darwin-L was not restricted to evolutionary biology nor to the work of Charles Darwin, but instead addressed the entire range of historical sciences from an explicitly comparative perspective, including evolutionary biology, historical linguistics, textual transmission and stemmatics, historical geology, systematics and phylogeny, archeology, paleontology, cosmology, historical geography, historical anthropology, and related “palaetiological” fields.
This log contains public messages posted to the Darwin-L discussion group during September 1993. It has been lightly edited for format: message numbers have been added for ease of reference, message headers have been trimmed, some irregular lines have been reformatted, and error messages and personal messages accidentally posted to the group as a whole have been deleted. No genuine editorial changes have been made to the content of any of the posts. This log is provided for personal reference and research purposes only, and none of the material contained herein should be published or quoted without the permission of the original poster.
The master copy of this log is maintained in the Darwin-L Archives (rjohara.net/darwin) by Dr. Robert J. O’Hara. The Darwin-L Archives also contain additional information about the Darwin-L discussion group, the complete Today in the Historical Sciences calendar for every month of the year, a collection of recommended readings on the historical sciences, and an account of William Whewell’s concept of “palaetiology.”
------------------------------------------------- DARWIN-L MESSAGE LOG 1: 241-279 -- SEPTEMBER 1993 ------------------------------------------------- DARWIN-L A Network Discussion Group on the History and Theory of the Historical Sciences Darwin-L@ukanaix.cc.ukans.edu is an international network discussion group on the history and theory of the historical sciences. Darwin-L was established in September 1993 to promote the reintegration of a range of fields all of which are concerned with reconstructing the past from evidence in the present, and to encourage communication among academic professionals in these fields. Darwin-L is not restricted to evolutionary biology nor to the work of Charles Darwin but instead addresses the entire range of historical sciences from an interdisciplinary perspective, including evolutionary biology, historical linguistics, textual transmission and stemmatics, historical geology, systematics and phylogeny, archeology, paleontology, cosmology, historical anthropology, historical geography, and related "palaetiological" fields. This log contains public messages posted to Darwin-L during September 1993. It has been lightly edited for format: message numbers have been added for ease of reference, message headers have been trimmed, some irregular lines have been reformatted, and error messages and personal messages accidentally posted to the group as a whole have been deleted. No genuine editorial changes have been made to the content of any of the posts. This log is provided for personal reference and research purposes only, and none of the material contained herein should be published or quoted without the permission of the original poster. The master copy of this log is maintained in the archives of Darwin-L by listserv@ukanaix.cc.ukans.edu. For instructions on how to retrieve copies of this and other log files, and for additional information about Darwin-L, send the e-mail message INFO DARWIN-L to listserv@ukanaix.cc.ukans.edu. Darwin-L is administered by Robert J. O'Hara (darwin@iris.uncg.edu), Center for Critical Inquiry in the Liberal Arts and Department of Biology, University of North Carolina at Greensboro, Greensboro, North Carolina 27412 U.S.A., and it is supported by the Center for Critical Inquiry, University of North Carolina at Greensboro, and the Department of History and the Academic Computing Center, University of Kansas. _______________________________________________________________________________ <1:241>From sally@pogo.isp.pitt.edu Tue Sep 28 17:52:38 1993 To: darwin-l@ukanaix.cc.ukans.edu Subject: On directionality in linguistic change Date: Tue, 28 Sep 93 18:56:18 -0400 From: Sally Thomason <sally@pogo.isp.pitt.edu> John Langdon asks if there is any "external influence determining which [linguistic] changes" take place -- whether there's anything in linguistic change that's analogous to "true natural selection [, which] is given direction by an external influence -- the inclusive environment". There may be, depending on what counts as environment. Markedness theory in linguistics (not confined to historical linguistics) makes predictions that have relevance for linguistic change, about (for instance) what sounds and sound sequences are easiest to pronounce and to hear; such factors could be interpreted as (a crucial part of) the environment in which language exists. And the external social environment in a language contact situation is *really* external, not tied to the speaker/hearer; in that domain too certain predictions can be made, and retrodictions, about what kind of situation must have obtained in order to produce the observed results. Rough predictions, to be sure, but predictions nonetheless. Sally Thomason sally@pogo.isp.pitt.edu _______________________________________________________________________________ <1:242>From PGRIFFITHS@gandalf.otago.ac.nz Tue Sep 28 18:32:59 1993 To: darwin-l@ukanaix.cc.ukans.edu From: PGriffiths@gandalf.otago.ac.nz Organization: University of Otago Date: 29 Sep 1993 11:38:11GMT+1200 Subject: Re: Cultural evolution and heritability Elihu Gerson (28.9.93) has reservations about developmental systems theory because he can't quite see what cultural 'developmental resources' are meant to be. Here are some clarificatory remarks. Gerson notes that "there is more to culture (or society, or institutions) than the socialization of children". DST terminology can give the impression that the theory is only concerned with early ontogeny, but this is a mistake. The developmental process is identified with the whole life-cycle of the organism. Any lineage-typical character of that life-cycle is explained by the interaction of various developmental resources. Gerson cites the different table manners of British and Americans as cultural traits, and suggests that they aren't formally analogous to genes, organisms or phenotypic characters. What they are analogous to are extended phenotypic characters like birdsong or nests. The elements in birdsong acquired by exposure to the song of the rest of the species are precisely a 'cultural trait' of this sort. In birds with the right sort of developmental system they even form local dialects in just the same way (the interaction of cultural transmission and more conventional inheritance of elements in birdsong comes in bewlideringly many forms). Gerson notes of his table manner characters "Both ways clearly have a common historical ancestor, and I suspect it wouldn't be all that difficult to trace the connections in a fairly detailed way-- perhaps it's already been done. Is this the sort of thing we're talking about when we say "Cultural evolution?" Yes it is. One important way to start studying cultural evolution would be to get trees (or reticulate diagrams) for cultural characters, and then map them onto trees/diagrams for more conventional characters. Congruence suggests that the cultural character set may include developmental resources that help to shape the species-typical life-cycle. Methods like this can help us to 'bootstrap' our way into an evolutionarily meaningful set of characters for culture. This is how I interpret attempts to map language trees onto cladograms for humans. Once we have a set of characters that seems to be evolving with the rest of the developmental system we can look into the ontogenetic production of those characters to discover what the critical cultural developmental resources for humans actually are One last, connected, point. A lot of the recent discussion on language evolution has stressed the horizontal transmission problem. Why this is any worse for evolutionary theory of language than the degree of hybridisation in many plant lineages? Paul E Griffiths, Philosophy, University of Otago, New Zealand. _______________________________________________________________________________ <1:243>From TREMONT%UCSFVM.BITNET@KUHUB.CC.UKANS.EDU Tue Sep 28 19:13:29 1993 Date: Tue, 28 Sep 1993 16:56:23 -0700 (PDT) From: "Elihu M. Gerson" <TREMONT%UCSFVM.BITNET@KUHUB.CC.UKANS.EDU> Subject: Re: Cultural evolution and heritability To: darwin-l@ukanaix.cc.ukans.edu Griffiths mis-takes my point about developmental systems. When I said there's more to culture than the socialization of children, I meant that explaining the properties of individuals is not the point, because that is not what anthropology and sociology are about. Nor is cultural evolution a matter of individual performances. Rather, it is a matter of institutionalized or conventional or standardized performances. We don't explain cross-cultural differences in table manners by pointing to the way individuals learn table manners. How does developmental systems theory (which is great becasue it stresses the interactional and processual character of things) help us explain why Americans switch forks from hand to hand, and Europeans don't? Make up a scenario just to see of it can be done at all. Where's the developmental resource here? I also don't understand Griffiths' suggestion that we "get trees (or reticulate diagrams) for cultural characters, and then map them onto trees/diagrams for more conventional characters" Suppose, for example, that people with big noses tended to refrain from eating pork. Is that an example of what's meant? Elihu M. Gerson Tremont Research Institute 458 29 Street San Francisco, CA 94131 415-285-7837 tremont@ucsfvm.ucsf.edu _______________________________________________________________________________ <1:244>From DARWIN@iris.uncg.edu Tue Sep 28 20:29:52 1993 Date: Tue, 28 Sep 1993 21:32:14 -0400 (EDT) From: DARWIN@iris.uncg.edu Subject: Evolutionary/cultural theory vs. evolutionary/cultural history To: darwin-l@ukanaix.cc.ukans.edu Organization: University of NC at Greensboro My esteemed colleague and friend Dr. Gerson writes concerning cultural evolution: >...individual people qua individuals do not appear in [the] picture; i.e., >social science does not deal with individual people and their properties. And further: >When I said there's more to culture than the socialization of children, I >meant that explaining the properties of individuals is not the point, >because that is not what anthropology and sociology are about. Nor is >cultural evolution a matter of individual performances. Rather, it is a >matter of institutionalized or conventional or standardized performances. But explaining the properties of individuals as individuals *is* what history (evolutionary or cultural) is about. The American Revolution is an individual thing that happened only once, and to "explain" it (that word becomes problematic here -- "understand" might be better) we tell its history; we produce a narrative. Likewise "Vertebrata" is an individual, a unique whole entity (a clade) that has happened only once. To understand the Vertebrata we likewise tell its history. Similarly with the Indo-European languages, which also constitute a unique historical individual; all the laws in the world wouldn't allow someone to put first-century Latin in at one end and get modern French, Spanish, Portuguese, and Italian, with all their vocabularies, dialects and geographical distributions out at the other. (Unless one is fond of Leibniz's omniscient calculator, I suppose, but that seems sufficiently far removed from the real world to be irrelevant.) To understand the evolution of Indo-European, we tell its history. Many evolutionary biologists (in particular systematists, students of evolutionary history) are not necessarily interested in how organisms "in general" evolve; the whole point of their work is to find out how _some particular organisms_ evolved, whatever they may be; in other words, the point is to find out the organisms' history. And for me as a student of evolutionary history such historical accounts are in no sense incomplete or partial because they "fail" to discern general evolutionary laws; that was not their aim. Indeed, from the historical point of view one might say that evolutionary _theory_ "fails" because it doesn't tell us the history of one single organism. (Remember Darwin's evolutionary tree in the _Origin_ is a hypothetical tree, not a real one.). As someone (Haldane?) said, evolutionary theory is fine as far as it goes, but "how we come to have horses and tigers and things is outside the mathematical theory" -- it is instead in the domain of historical narration (or at least historical chronicle). What do cultural/linguistic/social _historians_ think: is sociological or anthropological _theory_ of any use or interest to them? Do they use this theory in their historical reconstructions? Bob O'Hara, Darwin-L list owner Robert J. O'Hara (darwin@iris.uncg.edu) Center for Critical Inquiry and Department of Biology 100 Foust Building, University of North Carolina at Greensboro Greensboro, North Carolina 27412 U.S.A. _______________________________________________________________________________ <1:245>From GA3704@SIUCVMB.SIU.EDU Tue Sep 28 21:50:21 1993 Date: Tue, 28 Sep 93 21:49:06 CST From: "Margaret E. Winters" <GA3704@SIUCVMB.SIU.EDU> To: darwin-l@ukanaix.cc.ukans.edu Subject: directionality of change In an article published in 1945, J. Kurylowicz talks about prediction and language (specifically analogical) change. He comments that directions of change may be compared to various paths which rain water may take - there are sewers, gutters, pipes of various kinds, BUT, if it doesn't rain, they are not used. As Sally Thomason said, directionality statements are reasonably rough predictors of paths (words for body parts become prepositions ahead, at the back of, in front of..., but not vice versa). But other factors in language (internal gaps, contacts...) may or may not favor the change in question. Margaret Winters <ga3704@siucvmb.siu.edu> _______________________________________________________________________________ <1:246>From dpolicar@MIT.EDU Tue Sep 28 22:20:57 1993 Date: Tue, 28 Sep 93 22:55:13 EST From: dpolicar@MIT.EDU (David Policar) To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: Heritability and cultural evolution > (Correct me if I am wrong-- I am an evolutionary anthropologist, not a > linguist.) True natural selection is given direction by an external > influence-- the inclusive environment-- even if that direction is not > predictable. Well, I'm just a layman, but I'll toss my two cents in -- certainly, there are differences between languages in terms of what can be said in them, and how quickly and easily they adopt new words for the things that *cannot* be said in them. Since there is an external environment that contains things to talk about of varying value, it is (theoretically) possible to compare languages in terms of the positive and negative selective value of talking about the things that it is easier and harder to talk about in it. But yes, if there is no mechanism whereby the environment exerts pressure on a language's development, then that development is more analogous to genetic drift than evolution. --dave policar _______________________________________________________________________________ <1:247>From TREMONT%UCSFVM.BITNET@KUHUB.CC.UKANS.EDU Tue Sep 28 22:34:15 1993 Date: Tue, 28 Sep 1993 20:11:25 -0700 (PDT) From: "Elihu M. Gerson" <TREMONT%UCSFVM.BITNET@KUHUB.CC.UKANS.EDU> Subject: Re: Evolutionary/cultural theory vs. evolutionary/cultural history To: darwin-l@ukanaix.cc.ukans.edu Bob O'Hara is (of course) perfectly correct when he takes me to task for speaking as if species, languages, societies, etc were not individuals. Of course they are-- my usage of "individual" to mean "instance of the species H. sapiens" was very sloppy. His comments also gracefully return us to our subject-matter, and away from the issue(s) of reductionism in various forms, for which I am profoundly grateful. Certainly, many scholars are interested in how particular individuals evolve or change, and there's certainly no "failure" when their research doesn't produce general laws of nature. But natural history (whether conducted on animals, plants, rocks, or social organizations) also seeks to generalize as well-- it may be that horses and tigers and things like that are out of the model, but we can still say something about horses-and-tigers without referencing particular instances of the species. They're warm-blooded, for example, suckle their young, and are hairy. Elihu M. Gerson Tremont Research Institute 458 29 Street San Francisco, CA 94131 415-285-7837 tremont@ucsfvm.ucsf.edu _______________________________________________________________________________ <1:248>From ronald@uhunix.uhcc.Hawaii.Edu Wed Sep 29 00:11:53 1993 Date: Tue, 28 Sep 93 19:15:29 HST From: Ron Amundson <ronald@uhunix.uhcc.Hawaii.Edu> To: darwin-l@ukanaix.cc.ukans.edu Subject: Comments on Gerson I have a couple of comments on the extended and (over?) elaborate discussions surrounding Elihu Gerson's criticisms of cultural/biological evolutionary comparisons. Sorry, but I can't supply detailed messages references -- I'm relying on recollection. After taking an excursion in "evolutionary epistemology" myself, I've come to have some similar doubts to Gerson's regarding the need and/or usefulness of applying biological evolutionary modes of explanation on cultural processes -- at least when applying them in a genuinely contentful way (i.e. not simply defining 'evolution' as 'change' and bustling on from there.) First, I (like others) disagree with Gerson's earlier assertion that natural selective explanations became interesting only after Mendelian mechanisms became known. In fact, that position is inconsistent (well, not logically inconsistent, but at least dissonant) with what I consider a much more insightful recent comment. In the middle 19th century, in Darwin's day, and ever since Darwin (to coin a phrase) there have existed known patterns of distribution of biological traits among species and larger groups which cry out for explanation. Descent with modification is a (large) part of that explanation even aside from natural selection, but natural selection is a strong contributor to certain of those features also. These features include geographical distribution, comparative anatomy and embryology, and all the other stuff well dercribed in Ruse's _Darwinian Revolution_. Natural selection did not require a detailed understanding of transmission genetics to play a strong explanatory role, though the Modern Synthesis (including Mendel in evolutionary biology) did allow theorists to eliminate many contenders to natural selection. The more recent Gerson point is that cultural studies simply do not seem to have patterns of data which cry out for explanation in the ways that geographical distribution, comparative anatomy, etc. cry out for explanation. I fully agree with this point, and it is the reason I am (now) left cold with attempts to impose Darwinian methods on cultural subject matters. It seems to me that in well-thought-out scientific debates, the explananda are identified prior to cooking up potential explananses. That is, the problem is understood prior to the proposal of a solution. (The problems were already understood in the 19th c. biology case, and the partial solutions offered by natural selection were valuable even in the absence of Mendel.) So, as I see it, the problem with applying Darwin-like concepts to cultural change is not that we don't yet know what counts as (is analogous to) "genes" and "phenotypes" and (interactors and replicators and all that jazz). The problem is that the only reason people are even _looking_ for analogs to natural selection is that natural selection (or its analog) looks like a great solution to a problem of cultural change, but NO ONE YET KNOWS THE PROBLEM IT IS A SOLUTION TO! Some recent suggestions are geared towards finding appropriate problems for Darwinish cultural theories to solve. Well, ok. But I'm frankly skeptical about the robustness of a phenomenon which has been discovered by someone who's only looking for something for his favorite theory to solve. It's a bit like buying a new wrench and then trying to find something broken on your car which that wrench will fix. I certainly don't intend this as a general critique of the purposes of DARWIN-L. There is plenty of interest in the (generically described) historical sciences which doesn't rely on trying to apply a Darwinish mechanisms, like a cookie cutter, on every problem domain. (E.g. I'd like to learn a lot more about how early philology influenced biological thinkers, Darwin or no Darwin.) Ron Amundson ronald@uhunix.uhcc.hawaii.edu _______________________________________________________________________________ <1:249>From lgorbet@triton.unm.edu Wed Sep 29 00:23:53 1993 Date: Tue, 28 Sep 1993 23:27:26 -0600 To: Darwin-L@ukanaix.cc.ukans.edu From: lgorbet@triton.unm.edu Subject: Re: Language, Evolution, Linguistics Seeing Dave Policar's post tonight made it dawn on me that some tendencies we linguists have might be a bit surprising and misleading to colleagues in other disciplines. Specifically, I suspect that it is easy to underestimate the responsiveness of linguistic systems to their environments in part because much of the academic linguistic world is inclined to regard any aspect of language that *is* responsive as (ipso facto) trivial and uninteresting. So, for example, changes in vocabulary, in the complex phrases that communities make conventional, in the finer points of meaning for linguistic forms are not "where it's at" in linguistics or even in historical linguistics. Rather, it's linguistic *form* which is "really linguistic". Not that form is not also responsive to various kinds and levels of selection on the basis of functioning, both individual and social, as a growing body of work attests . But the picture that tends to get painted in linguistic scholarship is one that is systematically biased against anything that responds to external forces. It's as those the rule were "if it can be changed readily, it's superficial and unimportant". In a sense, of language as a biological phenomenon, this is true. But as several posters have remarked previously, what has evolved (in a strictly biological sense) is the capacity for such a responsive system. And surely, the tendency for all those "superficial" changes in language is part of the fodder that aided its (biological) evolution to the present state. * * * Larry Gorbet University of New Mexico Anthropology Department (but I'm really in Anthro Albuquerque, NM 87131-1086 *and* Linguistics!) lgorbet@triton.unm.edu (505) 277-4524 OFFICE (505) 883-7378 HOME _______________________________________________________________________________ <1:250>From LBRYNES@vax.clarku.edu Wed Sep 29 01:36:42 1993 Date: Wed, 29 Sep 1993 02:40 EST From: GIVE PEAS A CHANCE <LBRYNES@vax.clarku.edu> Subject: Re: Evolutionary/cultural theory vs. evolutionary/cultural history To: darwin-l@ukanaix.cc.ukans.edu Nice rap Bob, Thanks!... Reminded me of Raup Extinction and killing... Or as Lonesome George of the Galapagos muttered And I alone Suvived to tell the Tale... Is anyone on DARWIN-L intersted in Lynn Margulis' work? VERY different "metaphors" for cultural interpretation. Lois Lois Brynes New England Science Center lbrynes@vax.clarku.edu _______________________________________________________________________________ <1:251>From TREMONT%UCSFVM.BITNET@KUHUB.CC.UKANS.EDU Wed Sep 29 06:46:25 1993 Date: Wed, 29 Sep 1993 04:35:24 -0700 (PDT) From: "Elihu M. Gerson" <TREMONT%UCSFVM.BITNET@KUHUB.CC.UKANS.EDU> Subject: Re: Comments on Gerson To: darwin-l@ukanaix.cc.ukans.edu I agree with Ron Amundson's list of objections to using Darwinian theory to explain cultural phenomena. I really have to object to his version of what I said about historical reposnses to Darwin. I never said (as far as I know, *nobody* ever said) that the natural selection model became interesting only after Mendelian mechanisms became known. I said (a) that the natural selection model was not widely accepted by biologists before the 20th century. This is standard history-- nobody I know of, including Ruse, disagrees with it. I also said (b) that part of the reason for increasing acceptance in the 20th century was the development of at least some material causes for heritable variation-- specificaly, knowledge of the role of chromosomes. Certainly, this is not the whole story of the success of the natural selection model in the 20th century, but it is part of it. My point in making that argument was that explanations which do not include material and efficient causes aren't very satisfactory. I could have as easily pointed to the history of the "drifting continents" debate as an example. _______________________________________________________________________________ <1:252>From HOLSINGE@UCONNVM.BITNET Wed Sep 29 07:39:26 1993 Date: Wed, 29 Sep 1993 08:29:21 -0500 (EST) From: "Kent E. Holsinger" <HOLSINGE%UCONNVM.BITNET@KUHUB.CC.UKANS.EDU> Subject: Re: Heritability and cultural evolution To: darwin-l@ukanaix.cc.ukans.edu > I'm willing to go along with the hypothesis of descent-with-modification > as an explanation for the resemblances among languages and language > families. But not with natural selection. I never intended to suggest that natural selection was a component of the explanation. What we *do* have is a reasonable explanation for the *pattern* of relationships among major language groups (at least Indo-European language groups). Notice that this theory actually makes some pretty strong claims: 1) All Indo-European languages are lineal descendants of a single common ancestral tongue, just as French, Italian, and Spanish share Latin as a common ancestor. 2) The diversity of language groups is accounted for largely by descent with modification, i.e. local language groups diverging from one another. The second of these is a particularly strong claim because many languages, like English, show extensive borrowings ("hybridization") from languages in other parts of the family tree. The claim is that divergence among local language groups has been more important in producing the diversity among Indo-European languages than has borrowing among them. -- Kent +--------------------------------------------------------------------+ | Kent E. Holsinger Internet: Holsinge@UConnVM.UConn.edu | | Dept. of Ecology & BITNET: Holsinge@UConnVM | | Evolutionary Biology, U-43 | | University of Connecticut | | Storrs, CT 06269-3043 | +--------------------------------------------------------------------+ _______________________________________________________________________________ <1:253>From HOLSINGE@UCONNVM.BITNET Wed Sep 29 07:47:57 1993 Date: Wed, 29 Sep 1993 08:43:02 -0500 (EST) From: "Kent E. Holsinger" <HOLSINGE%UCONNVM.BITNET@KUHUB.CC.UKANS.EDU> Subject: Re: Heritability and cultural evolution To: darwin-l@ukanaix.cc.ukans.edu Sally Thomason makes an important point: > [Descent with modification] is not the way to look at *all* resemblances > among language families --- there are other sources of similiarities, > including structural principles common to all human languages, easy-to-learn > sounds and sound sequences, and other typological factors that do not in > themselves provide evidence for descent with modification .... This is clearly the case. A biological systematist (more precisely, a cladist) might describe this as saying that only uniquely derived features shared between two or more languages provide evidence of common ancestry. Since I know nothing about linguistic evolution, I'd be curious to know whether there is evidence for independent origin of certain language features or if common features of otherwise unrelated languages always represent borrowing. -- Kent +--------------------------------------------------------------------+ | Kent E. Holsinger Internet: Holsinge@UConnVM.UConn.edu | | Dept. of Ecology & BITNET: Holsinge@UConnVM | | Evolutionary Biology, U-43 | | University of Connecticut | | Storrs, CT 06269-3043 | +--------------------------------------------------------------------+ _______________________________________________________________________________ <1:254>From PICARD@Vax2.Concordia.CA Wed Sep 29 08:55:28 1993 Date: Wed, 29 Sep 1993 09:59:50 -0500 (EST) From: MARC PICARD <PICARD@Vax2.Concordia.CA> Subject: Re: Heritability and cultural evolution To: darwin-l@ukanaix.cc.ukans.edu Since linguistic evolution seems to be in the air these days, I thought non-linguists might be interested in a book which purports to be "non-technical in style and accessible to the reader with no previous knowledge of linguistics "This is Jean Aitcheson's LANGUAGE CHANGE: PROGRESS OR DECAY? (Cambridge University Press, 1991). Here's the gist of it: "This book gives a lucid and up-to-date overview of language change. It discusses where our evidence about language change comes from, why and how changes happen, and why and how languages begin and end. It considers not only changes which occurred many years ago, but also those currently in progress. It does this within the framework of one central question - is language change a symptom of progress or decay? It concludes that language is neither progressing nor decaying, but that an understanding of the factors causing change is essential for anyone involved with language alteration." Marc Picard _______________________________________________________________________________ <1:255>From wigtil@oerhp01.er.doe.gov Wed Sep 29 10:44:42 1993 From: David Wigtil <wigtil@oerhp01.er.doe.gov> Subject: Re: drift To: darwin-l@ukanaix.cc.ukans.edu Date: Wed, 29 Sep 93 11:49:37 EDT One item that needs to be noted here is the wide variability of linguistic forms within a single community and even within a single speaker, the phenomenon of allophones and of alternative syntactic/morphological patterns. If I pronounce the phoneme /k/ sometimes as a palatal stop (or is the term apical? anyway, positioned where French positions its -gn- nasal), sometimes as a velar, sometimes virtually as a guttural, or if I occasionally neglect to aspirate it, or if I sometimes release it in word-final position and sometimes do not release it, then these varia- tions might be viewed as the neutral changes of linguistic evolution, might they not? Similarly, the alternation in German of subject-object-verb word order in indirect statement with subject-verb-object order, or the English use of both S-V-IO-DO order and S-V-DO-prepositional phrase to denote the indirect object, are these part of the drift of language change, or are they only some of the causative factors of historically observ- able drift? I suspect that it is too easy to assign an existence as independent as a biological organism to a "language", when the latter is a far less identifiable entity, qua entity. --DNW _______________________________________________________________________________ <1:256>From junger@samsara.law.cwru.edu Wed Sep 29 11:35:52 1993 Date: Wed, 29 Sep 93 11:54:19 EDT From: junger@samsara.law.cwru.edu (Peter D. Junger) To: darwin-l@ukanaix.cc.ukans.edu Subject: Cultural change and historical ("Darwinian") explanations Since my work does not necessitate that I have an understanding of how biological species or individuals evolve, I am not in a position to comment on most of the recent postings on heritability and cultural evolution. But I would like to say that a major problem in understanding how various legal institutions (such as heritability ;-) function within a "legal system" lies in our tendency to see legal institutions and systems either as being intentionally designed to function the way that they do or as being deducible from first principles (or reducible to differential equations) without regard to the direction of time or the environment in which they developed. I am convinced that as long as we attempt to understand legal, and other cultural, institutions in either of those ways we are doomed to failure. The solution, if there is one, to that problem would seem to be to attempt to understand such institutions in terms of their historical development, in terms of their historical interactions with their environment. That is, the solution is to see cultural institutions as the product of "Darwinian" or "evolutionary" processes. And it does not require one to have much of a theory as to what those "Darwinian" or "evolutionary" processes are for them to function as an antidote to the equally empty "theories" that cultural institutions are the product of human design or of logical deductions from first principles. Peter D. Junger Case Western Reserve University Law School, Cleveland, OH Internet: JUNGER@SAMSARA.LAW.CWRU.Edu -- Bitnet: JUNGER@CWRU _______________________________________________________________________________ <1:257>From PICARD@Vax2.Concordia.CA Wed Sep 29 12:13:14 1993 Date: Wed, 29 Sep 1993 13:17:29 -0500 (EST) From: MARC PICARD <PICARD@Vax2.Concordia.CA> Subject: Drift To: darwin-l@ukanaix.cc.ukans.edu There has recently been a discussion centering on the concept of drift in historical linguistics . Following is a definition of this concept which I found in Raimo Anttila's HISTORICAL AND COMPARATIVE LINGUISTICS (John Benjamins, 1989, p.194), and which might prove helpful to future participants: "In linguistic change, and observable tendency toward a goal is known as DRIFT. As in biology, it takes a form of complex synchronization, for example, loss of inflection with increased use of prepositions and word order in English. It is also understandable why two related languages can go different ways. If they both start out from a particular imbalance, say, a 'hole' of some kind in any level of grammar, one may fill it, one may eliminate the odd term. Or they can independently resort to the same remedy, and the result will look as if they had been inherited in both." Marc Picard _______________________________________________________________________________ <1:258>From peter@usenix.org Wed Sep 29 12:33:55 1993 Date: Wed, 29 Sep 93 10:25:51 PDT From: peter@usenix.org (Peter H. Salus) To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: Drift As Marc Picard has cited Raimo Anttila's excellent book and his (RA's) definition of drift, I think it worth pointing out that this teleological view has been anathema to those working within the TG paradigm, but has resulted in brilliant work, of which Anttila and the two volumes by Michael Shapiro _The Sense of Grammar_ (IU Press, 1983) and _The Sense of Change_ (IU Press, 1991) are the most impressive works. Some of Esa Itkonen's work and E.L. Battistella's _Markedness_ (SUNY Press, 1990) may be thought heretical, but illuminating, too. To me, however, the most interesting aspect of this is the overarching importance of CS Peirce. P ________________________________________________________________ Peter H. Salus #3303 4 Longfellow Place Boston, MA 02114 +1 617 723-3092 _______________________________________________________________________________ <1:259>From millerk@starbase.mitre.org Wed Sep 29 14:53:45 1993 Date: Wed, 29 Sep 1993 15:56:59 -0400 From: Keith Miller <millerk@starbase.mitre.org> To: wigtil@oerhp01.er.doe.gov Subject: Re: drift > On Wed, 29 Sep 1993 10:46:03 -0500, David Wigtil <wigtil@oerhp01.er.doe.gov> said: David> One item that needs to be noted here is the David> wide variability of linguistic forms within David> a single community and even within a single David> speaker, the phenomenon of allophones and of David> alternative syntactic/morphological patterns. David> If I pronounce the phoneme /k/ sometimes as David> a palatal stop (or is the term apical? anyway, David> positioned where French positions its David> -gn- nasal), That would be palatal (an apical /k/ would be an evolutionary step, indeed). David> sometimes as a velar, sometimes David> virtually as a guttural, or if I occasionally David> neglect to aspirate it, or if I sometimes David> release it in word-final position and David> sometimes do not release it, then these varia- David> tions might be viewed as the neutral changes David> of linguistic evolution, might they not? I wouldn't label these as linguistic evolution at all, but rather as linguistic variation. Linguists distinguish betweeh synchronic (the examples that you just presented) and diachronic (historical/evolutionary) variation. Actually, the example you present might not even be classified as synchronic variation (except for the released/unreleased distinction), simply because the variants of /k/ you mention are phonologically conditioned. That is, they are not in a state of flux, and do not vary greatly (in principle) from speaker to speaker. For example, the /k/ in /kiwi/ will be slightly advanced toward the palate, whereas the /k/ in /kuku/, `cukoo', would be velar. (Most English speakers, of course, do not realize this, because both are allophones of what we perceive to be the same phoneme /k/.**) To consciously try to pronounce these /k/'s otherwise would prove a great effort, and unconscious switching is unlikely to occur, except in the case of a performance error. Thus, the various forms of /k/ do not show dialectal variation, nor do they show variation within the speakers ideolect. They merely show differences in phonological conditioning environments. I have the same argument for aspiration -- it is not a conscious choice, and many English speakers, even when pressed in foreign language classes, find it extremely difficult to produce _unaspirated_ voiceless stops. I doubt that pronuncitaion of an unaspirated /k/ would be a possibility for many English speakers, even by hazard (unless we are again talking about language contact, in which case the story would change a little.) (** To say that velar and palatal /k/ are allophones of the same phoneme basically means that English has no words that are distinguished only by the fact that one has a velar /k/ while the other has a palatal /k/.) David> Similarly, the alternation in German of David> subject-object-verb word order in indirect David> statement with subject-verb-object order, or David> the English use of both S-V-IO-DO order and David> S-V-DO-prepositional phrase to denote the David> indirect object, are these part of the drift David> of language change, These, I would say are part of the drift, as was suggested by an earlier poster (sorry, I've already archived the message). David> or are they only some of David> the causative factors of historically observ- David> able drift? David> I suspect that it is too easy to assign an David> existence as independent as a biological David> organism to a "language", when the latter is David> a far less identifiable entity, qua entity. David> --DNW ----- Keith J. Miller millerk@guvax.georgetown.edu millerk@starbase.mitre.org _______________________________________________________________________________ <1:260>From sally@pogo.isp.pitt.edu Wed Sep 29 16:14:15 1993 To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: Heritability and cultural evolution Date: Wed, 29 Sep 93 17:17:51 -0400 From: Sally Thomason <sally@pogo.isp.pitt.edu> Kent Holsinger asks "whether there is evidence for independent origin of certain language features or if common features of otherwise unrelated languages always represent borrowing." The former is correct: there is LOTS of evidence for independent origin of certain language features. For instance, if we consider only well-established language families, there are dozens in the world, i.e. groups that are (as far as we can tell from our chronologically limited methods) unrelated to each other. In comparing all these families one finds similar features that cannot be accounted for by either inheritance or borrowing. This is true even when we allow for universals of grammar that (some would argue) may be hard-wired genetically in the human animal. So, for instance, the fact that the sounds [p t k s m n i e a o u] occur in unrelated languages all over the world is probably not to be attributed to historical links among languages but rather to the fact that that particular set of sounds is easier to learn and/or easier to perceive, and thus likely to arise independently. More interestingly, one finds identical linguistic changes that occur independently in many languages; an example is the palatalization of [k] to "ch" (as in English church), before front vowels (e.g. the vowels in beet, bit, bet, bat); another example is the voicing of [p t k] to [b d g] between vowels; still another example is the agglutination of unaccented postpositions (like prepositions, but appearing after the noun instead of before it) onto the preceding noun (that is, they become suffixes), ...and so forth. It has often happened that someone looks at a group of languages and says, gee, these languages share a lot of features, so they must be related -- and then it turns out that they aren't related, or rather that there is no solid evidence that they are related. It's easy to be misled by "accidentally" shared features, i.e. features that don't provide evidence of historical connections among languages. Historical linguists' methodology for establishing family relationshiops -- the Comparative Method -- depends on systematic correspondences throughout the grammar and lexicon, but especially sound/meaning correspondences; using this method, it's easy to rule out accident when languages are closely enough related that they still show such correspondences. (And if they aren't closely enough related for that, then you can't establish the relationship at all.) It's also possible, by this method, to distinguish borrowed from inherited features. (Apologies if I'm repeating myself from an earlier post! I can't remember what all I said in my last couple of comments.) Sally Thomason sally@pogo.isp.pitt.edu _______________________________________________________________________________ <1:261>From sally@pogo.isp.pitt.edu Wed Sep 29 16:40:44 1993 To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: drift Date: Wed, 29 Sep 93 17:44:24 -0400 From: Sally Thomason <sally@pogo.isp.pitt.edu> About David Wigtil's comment that a language isn't like a biological organism: actually, the right biological unit to compare a language to is a species, not an organism. And species *are* fuzzy in some of the same ways languages are-- lots of variation, for instance; comparable kinds of difficulty in deciding whether you're dealing with two species/languages or mere subspecies/dialects; the problem of hybridization; etc. Again, it has to be emphasized that the analogies aren't perfect, but there is nevertheless a lot that can usefully be compared. Sally Thomason sally@pogo.isp.pitt.edu _______________________________________________________________________________ <1:262>From John_Wilkins@udev.monash.edu.au Wed Sep 29 18:38:41 1993 Date: Thu, 30 Sep 1993 09:36:29 +0000 From: John Wilkins <John_Wilkins@udev.monash.edu.au> Subject: RE: Heritability and cultural evolution To: darwin-l@ukanaix.cc.ukans.edu Reply to: RE>Re: Heritability and cultural evolution Kent E. Holsinger <HOLSINGE%UCONNVM.BITNET@KUHUB.CC.UKANS.EDU> wrote: Sally Thomason makes an important point: > [Descent with modification] is not the way to look at *all* resemblances > among language families --- there are other sources of similiarities, > including structural principles common to all human languages, easy-to- > learn sounds and sound sequences, and other typological factors that do not > in themselves provide evidence for descent with modification .... This is clearly the case. A biological systematist (more precisely, a cladist) might describe this as saying that only uniquely derived features shared between two or more languages provide evidence of common ancestry. Since I know nothing about linguistic evolution, I'd be curious to know whether there is evidence for independent origin of certain language features or if common features of otherwise unrelated languages always represent borrowing. This is a good question. I too would like to know the linguists' answer to this. There are undoubtedly homologies in language as well as convergent traits. Thomason's point, though, does not invalidate an evolutionary tree model, it merely pushes back the homologous innovation (perhaps into the biological realm -- many similarities of language must be the result of biological mechanism, although not as far as Chomsky insists necessarily). The key word is "independent" -- cultural independence is not absolute, if homo sap arose from a band of primates. All cultures are lineal descendents of an aboriginal culture, and a biological pool of traits. John Wilkins - Manager, Publishing Monash University, Melbourne Australia Internet: john_wilkins@udev.monash.edu.au Tel: (+613) 565 6009 Monash and I often, but not always, concur _______________________________________________________________________________ <1:263>From ARKEO4@FENNEL.WT.UWA.EDU.AU Wed Sep 29 19:31:09 1993 Date: Thu, 30 Sep 1993 8:35:40 +0800 (SST) From: ARKEO4@FENNEL.WT.UWA.EDU.AU Subject: RE: Cultural change and historical ("Darwinian") explanations To: darwin-l@ukanaix.cc.ukans.edu On Wed, 29 Sep 1993, Peter D. Junger raises an issue which I believe is of *central* importance to those people interested in DOING cultural evolutionary studies: > But I would like to say that a major problem in understanding > how various legal institutions (such as heritability;-) function within > a "legal system" lies in our tendency to see legal institutions and > systems either as being intentionally designed to function the way that > they do or as being deducible from first principles (or reducible to > differential equations) without regard to the direction of time or the > environment in which they developed. [ . . . ] > And it does not require one to have much of a theory as to what > those "Darwinian" or "evolutionary" processes are for them to function > as an antidote to the equally empty "theories" that cultural > institutions are the product of human design or of logical deductions > from first principles. While we might have very abstract arguments about the minutia of the THEORY of cultural evolution, all of the "negative" statements about it leave the practictioner in a bit of a bind -- being told that one's method of study is somehow inherently flawed doesn't get us very far, does it? Being told that, ultimately, there is nothing to explain in my area of study makes me want to take up something useful for a living. Like Peter, I am ATTEMPTING Darwinism in my work simply because the options stink. ALL of the other approaches in the social sciences seem inherently flawed and, worse, totally incoherent when viewed from the point of view of a person interested in looking at human culture in terms of a natural, mechanistic (dare I say it? -- scientific) notion of causation. The problem boils down to a fairly simple one -- is the PATTERN seen over time and space in culture explainable in what most of us would understand as scientific terms. Are the OBSERVABLE SPECIFIC DIFFERENCES (NOT the general, underlying similarities) explainable? WHY should the SPECIFIC subsistence systems, kinship systems, ethical sytstems, etc etc found around the world have the forms they actually have? Why should we have been basically hunter/gatheres for about 99% of our history? Why should it have ever changed?? Was the reason the same in each case, or was each case unique and is it understandable ONLY in terms of the specifics of the place and time? Or to move to the apparently trivial: Why should the ceramic paste used to make pots change at a given point in time? Or why should flakes and cores of different dimensions be found in different areas in a settlement? General comments on whether culture fits somebody or another's definition of "hereditable" seem to pale into insignificance in the face of these larger, more important questions (no kidding!). I treat culture AS IF it WERE hereditable because it is *necessary* for me to do so if I am to even ATTEMPT an answer to the questions which are of concern to me. We (or at least *I*) want answers to real problems about real events; I honestly DO want to know WHY we have the cultural patterns we HAVE, and not OTHER patterns. These are very important questions in my corner of academe and discussions of the minutia can raise more than its fair amount of steam: You should hear the arguments that can develop around the reasons for a change in the design on a pot, or why shell came to replace grit as a the temper in the paste! I am sure that a lot of these arguments would seem rather silly to an outsider and they would find it kind of amazing that a dispute could even exist. But then again, most anthropologists I know are certain that the reason WHY peococks have long tails is to attract peahens. And they would likely be very surprise to find that there could be any disputes ongoing in the discussions about sexual selection (and the heat generated by problems like the cost of miosis would leave them reeling!). The simple fact is that "explanations" for cultural change and, more importantly, for the observable specifics of cultural behaviour that have been dished up so far seem pretty lame. At least I end up feeling queasy with the idea that cultural change occurs because "it is time for it" or because "culture has reached that appropriate level of development" or because "it was adapative" or because "some genius thought of it" or because "it was in the interests of the ruling class" or (. . . well you get the picture). Those of studying culture itself are not doing our work in an intellectual vacuum. We have to compare the alternative paradigms (yuck! how I have come to hate that term!!) in chosing the method and the theory we choose to adopt and APPLY. In intellectual disputes, too, fitness is a relative term. Dave, contemplating a life doing something useful . . . _______________________________________________________________________________ <1:264>From CRAVENS@macc.wisc.edu Wed Sep 29 19:58:11 1993 Date: Wed, 29 Sep 93 20:01 CDT From: Tom Cravens <CRAVENS@macc.wisc.edu> Subject: synchrony and diachrony in language To: DARWIN-L@ukanaix.cc.ukans.edu A footnote to Keith Miller's response to David Wigtil is that although linguists do make a distinction between synchrony and diachrony, we often lose track of the elemental observation that synchrony is a convenient (some would say inconvenient) fiction which obscures the fact that we all live in time, and that language, even at the level of the individual, but most certainly at the societal level, is in continuous flux. Phonetically-conditioned allophony (different realizations of the psychologically "same sound"; compare the pronunciations of "key" and "coat", with much more aspiration in the first) are unremarkable, phonetically predictable and banal, in themselves, but can lead to change over time. Compare Italian cento (with "ch"), and coda (with "k"); both started out as sort of "k", but heavy aspiration and further development of the first led to a restructuring. Cento is no longer "kento" which happens to have the pronunciation "ch"--like key which happens to have a pronunciation with heavy aspiration, but "chento". This is the sort of common development that Sally Thomason refers to. Variation need not lead to phonological restructuring to be of interest, though. Beginning mostly with the work of William Labov, sociolinguists have revealed, amongst other things, that what might appear at first glance to be incoherent or random variation can be (not necessarily is) evidence of realignments of variation along social lines (gender and socioeconomic level most saliently), which appears in the long run to evidence language change. A brief example: In Central Tuscany, stereotypically centered on Florence, /k/ between vowels is pronounced [h], so 'la coca cola' is [la hoha hola], 'la casa' "the house" is [la hasa]. If a consonant precedes, the pronunciation is [k]: 'in casa' has [k], not [h]. This appears to have been spreading out from Florence since at least the 1500s. In the eastern periphery of the region, this appears to be an innovation. Reports from past decades say it didn't exist, but today it does, in variation with [k], and native [g]. Recordings of speakers of different ages and status show that young people use it more than older people, and amongst the young, white-collar males are in the vanguard in the use of [h] and blue-collar females use it least. The interpretation, in a nutshell, is that the [h] pronunciation isn't random at all in Eastern Tuscany, and isn't *just* variation. The distribution suggests a change in progress, in competition with high prestige [k] and low prestige [g], along fairly clear gender and class lines. Certainly not all variation is of this sort, but it's beginning to appear that more of it is than once thought. If there's a relevant point here to the recent thread of discussion, it might be that there does appear to be a culturally-conditioned selection in at least some of linguistic change. End of footnote, with apologies if otiose. Tom Cravens Dept of French and Italian University of Wisconsin-Madison cravens@macc.wisc.edu cravens@wiscmacc.bitnet _______________________________________________________________________________ <1:265>From GA3704@SIUCVMB.SIU.EDU Wed Sep 29 21:43:26 1993 Date: Wed, 29 Sep 93 21:37:30 CST From: "Margaret E. Winters" <GA3704@SIUCVMB.SIU.EDU> To: darwin-l@ukanaix.cc.ukans.edu Subject: language change Perhaps a short summary would help! It is useful in some ways to consider the possible explanations for resemblances between languages: 1. sheer coincidence (the word for `man' in Dinka, a Nilo-Sudanic language, is `man'.) 2. universals and universal tendencies - of the kind Sally Thomason talked about - there are physical and cognitive structures that we share as human beings and which, there- fore shape languages around the world. There are, for example, no languages which have sounds made by vibrating the tip of the tongue against the pharynx (I've had near accidents in class while students try - DON'T) by virtue of our anatomy. On the other hand, a large number of languages from many families and geographic areas derive spatial adverbs and prepositions from body parts. 3. genetic relationship - we've been talking a great deal about language families and I won't say more. 4. contact - this can range from lexical borrowing (the word for `baseball' in Japanese and Hebrew is taken directly from American English) to the spread of full grammatical structures through long-term geographic proximity (Greek and Rumanian lack infinitive forms - Greek through a complex history involving sound changes and reanalysis, Rumanian through being in the same part of the world - to simplify). How much this does or does not fit with biological evolution is far beyond my knowledge, but that, of course, is why I keep reading and enjoying the list! Margaret <ga3704@siucvmb.siu.edu> _______________________________________________________________________________ <1:266>From eam2e@uva.pcmail.virginia.edu Wed Sep 29 22:15:30 1993 From: Eric Miller <eam2e@uva.pcmail.virginia.edu> Date: Wed, 29 Sep 93 23:17:56 EDT To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: Linnaeus and literature I'd like to post a general inquiry to the Darwin list-- a technically pre-Darwinian inquiry (unless we choose to consider Erasmus Darwin). Can anyone out there give me any information on the impact of Linnaean classification on 18th and 19th century literature? By literature, I mean more than belles-lettres, though I include that (Erasmus Darwin's "The Botanic Garden"); any work influenced by Linnaean ideas in philosophy, political theory, etc., would hold interest for me. Whether it's English, French, German or whatever is immaterial for my purposes. I suppose my inquiry is left deliberately vague, in the hopes that such vagueness is more compatible with fresh answers. (I'm aware of Gilbert White and John Clare-- a 19th century figure who had things to say about Linnaeus.) Thank you. Eric Miller _______________________________________________________________________________ <1:267>From mayerg@cs.uwp.edu Thu Sep 30 08:18:10 1993 Date: Thu, 30 Sep 1993 08:20:18 -0500 (CDT) From: Gregory Mayer <mayerg@cs.uwp.edu> Subject: Re: Language, Evolution, Linguistics To: darwin-l@ukanaix.cc.ukans.edu On Wed, 29 Sep 1993 Larry Gorbet (lgorbet@triton.unm.edu) wrote: > ... Specifically, I suspect that it is easy to > underestimate the responsiveness of linguistic systems to their > environments in part because much of the academic linguistic world is > inclined to regard any aspect of language that *is* responsive as (ipso > facto) trivial and uninteresting. I think there is a similar distinction made in biology between aspects that are responsive to the environment, and those that are not. In biology, those aspects of an organism that respond quickly via natural selection to changes in the environment are not thought to be trivial and uninteresting, however, but rather are the subject of a great deal of study and interest. What they are often considered to be not useful for, though, is phylogenetic reconstruction, because such characteristics may acquire similarities based on similar functional constraints. This is the phenomenon of convergence. Convergent similarities are misleading, because they do not flow from common ancestry. It may be that linguists find these responsive aspects of language uninteresting because they are concerned with tracing the historical interconnections of languages, and, like in biology, these responsive aspects of the language may be misleading as regards their history. In biology, there has long been a dual interest in both aspects, and in fact they were among the patterns of data known in the 19th century which, in Ron Amundson's phrase, "cry out for explanation." Darwin was quite familiar with them, and they were the two primary patterns he set out to explain. As he put it in the Introduction of the Origin: "...a naturalist, reflecting on the mutual affinities of organic beings, on their embryological relations, their geographical distribution, geological succession, and other such facts, might come to the conclusion that each species had not been independently created, but had descended, like varieties, from other species. Nevertheless such a conclusion, even if well founded, would be unsatisfactory, until it could be shown how the innumerable species inhabiting this world have been modified, so as to acquire that perfection of structure and coadaptation which most justly excites our admiration." Patterns of the first type, which in their morphological aspects are referred to as "Unity of Type", are explained by descent; the second pattern, which Darwin referred to as the "Conditions of Existence", are explained by modification. Some aspects of organisms are explicable on the basis of the former principle, others on the latter. The materials of which vertebrate wings are made and the arrangement of bones within them are explained by descent (compare a bird with a bat); their shape, however, is largely explicable on the basis of engineering principles, without specific reference to their history. Peter Junger has mentioned a similar duality of explanation in law: some aspects are deducible from first principles, but others, he insists, can only be understood as the end result of an historical process. Since I began composing this message several linguists have posted messages touching on what I've discussed here, with, for example, convergence due to accident and ease of pronunciation being mentioned. As a biologist, I am learning much from this discussion. It seems that in both linguistics and biology there is a recognition that certain things are explicable by timeless design principles (e.g. wings for flight), but others are explicable only within a historical context (e.g. feathers vs. skin). Whewell was right. Gregory C. Mayer mayerg@cs.uwp.edu _______________________________________________________________________________ <1:268>From LANGDON@GANDLF.UINDY.EDU Thu Sep 30 08:24:34 1993 Date: Thu, 30 Sep 1993 08:24:34 -0500 From: "JOHN LANGDON" <LANGDON@GANDLF.UINDY.EDU> To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: Cultural change and historical ("Darwinian") explanations In message <930930083540.2660562d@FENNEL.WT.UWA.EDU.AU> writes: > The problem boils down to a fairly simple one -- is the PATTERN seen over > time and space in culture explainable in what most of us would understand > as scientific terms. Are the OBSERVABLE SPECIFIC DIFFERENCES (NOT the > general, underlying similarities) explainable? WHY should the SPECIFIC > subsistence systems, kinship systems, ethical sytstems, etc etc found > around the world have the forms they actually have? > I treat culture AS > IF it WERE hereditable because it is *necessary* for me to do so if I am to > even ATTEMPT an answer to the questions which are of concern to me. I have argued previously that natural selection cannot be literally applied to culture; the best one can do is make analogy between the processes of culture change and natural selection. There is nothing wrong with doing that, if it appears to answer some of these excellent questions. But explanation by analogy is merely description. The next step seems to me to be to devise an independent theoretical justification within cultural anthropology for a selection-like model. That is, culturalists must erect their own self-contained model for change that is an explanation and not a description. Failure to do that leads to all sorts of errors, subtle or ludicrous (depending partly on your perspective) such as those which are rampant in sociobiological literature: e.g. biological selectionist explanations for masturbation, neckties, homosexuality, and toddlers waking up in the night. The fallacy here is that these are perfectly explainable behaviors from what we know about "first principles" of behavior and do not require specific selectionist explanations such as a gene for neckties. These are cases where analogy, improperly or overenthusiastically applied, breaks down. JOHN H. LANGDON email LANGDON@GANDLF.UINDY.EDU DEPARTMENT OF BIOLOGY FAX (317) 788-3569 UNIVERSITY OF INDIANAPOLIS PHONE (317) 788-3447 INDIANAPOLIS, IN 46227 _______________________________________________________________________________ <1:269>From HOLSINGE@UCONNVM.BITNET Thu Sep 30 08:48:42 1993 Date: Thu, 30 Sep 1993 09:44:23 -0500 (EST) From: "Kent E. Holsinger" <HOLSINGE%UCONNVM.BITNET@KUHUB.CC.UKANS.EDU> Subject: Re: Heritability and cultural evolution To: darwin-l@ukanaix.cc.ukans.edu Sally Thomason replied to my earlier inquiry about examples of the independent acquisition of language features with some interesting examples. Now I have a further question. Biologists have often attributed the independent origin of similar forms (wings in bats and birds, for example) to natural selection for efficient solution of a similar problem. More recently explanations have often been sought in terms of internal constraints that limit the possible solutions. Do linguists regard "the fact that [a] particular set of sounds is easier to learn and/or easier to perceive" as an internal constraint or an externally imposed problem? Is the question even meaningful? (If it's not, maybe we biologists can learn something from our linguistic colleagues.) -- Kent +--------------------------------------------------------------------+ | Kent E. Holsinger Internet: Holsinge@UConnVM.UConn.edu | | Dept. of Ecology & BITNET: Holsinge@UConnVM | | Evolutionary Biology, U-43 | | University of Connecticut | | Storrs, CT 06269-3043 | +--------------------------------------------------------------------+ _______________________________________________________________________________ <1:270>From anka@mack.uit.no Thu Sep 30 11:59:38 1993 Date: Thu, 30 Sep 1993 18:03:10 +0100 To: darwin-l@ukanaix.cc.ukans.edu From: anka@mack.uit.no (Anka Ryall) Subject: Re: Linnaeus and literature >I'd like to post a general inquiry to the Darwin list-- a technically >pre-Darwinian inquiry (unless we choose to consider Erasmus Darwin). Can >anyone out there give me any information on the impact of Linnaean >classification on 18th and 19th century literature? By literature, I mean >more than belles-lettres, though I include that (Erasmus Darwin's "The >Botanic Garden"); any work influenced by Linnaean ideas in philosophy, >political theory, etc., would hold interest for me. Whether it's English, >French, German or whatever is immaterial for my purposes. I suppose my >inquiry is left deliberately vague, in the hopes that such vagueness is more >compatible with fresh answers. (I'm aware of Gilbert White and John Clare-- >a 19th century figure who had things to say about Linnaeus.) > >Thank you. Eric Miller A good source is Wolf Lepenies, Das Ende der Naturgeschichte (Suhrkampf 1978) which contains a chapter called "Der Wissenschaftler als Autor" dealing with Linnaeus and his French contemporary Buffon. Anka Ryall _______________________________________________________________________________ <1:271>From sally@pogo.isp.pitt.edu Thu Sep 30 13:24:34 1993 To: HOLSINGE%UCONNVM.BITNET@kuhub.cc.ukans.edu Subject: Re: Heritability and cultural evolution Date: Thu, 30 Sep 93 14:27:51 -0400 From: Sally Thomason <sally@pogo.isp.pitt.edu> Kent Holsinger asks if linguists regard ease-of-learning/perception as an internal constraint (or, rather, tendency, because there are always exceptions) or an externally imposed problem. Certainly linguists' terminology differs from biologists' terminology here: for a historical linguist, internally-motivated/caused change is anything that comes from within the language & its speakers, including changes that arise in the acquisition process (first-language acquisition, that is); change that has to do with contact, whether between dialects of one language or between different languages, is externally-motivated change. But I'm not sure what the implications of this terminological difference are, if any. One could certainly try to draw a distinction between "internally- motivated" changes that happen as a result of [an analogue of] natural selection for efficient solution of a similar problem; such changes could be contrasted with changes that arise through specific imbalances in a linguistic system. But I think the line would be hard to draw, because -- to paint in very broad strokes -- you wouldn't, in principle, expect *any* internally-motivated change if you didn't have imbalances in the system. But this is a far-out hypothetical case; a language is a very complex sort of thing, and there are always imbalances, as a result of history (even aside from the kinds of dialect variation that, as someone has already pointed out, result from earlier changes). But then, I guess this too resembles the situation in biological evolution? Sally Thomason sally@pogo.isp.pitt.edu _______________________________________________________________________________ <1:272>From LANGDON@GANDLF.UINDY.EDU Thu Sep 30 13:54:45 1993 Date: Thu, 30 Sep 1993 13:54:45 -0500 From: "JOHN LANGDON" <LANGDON@GANDLF.UINDY.EDU> To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: Heritability and cultural evolution In message <8322.749413671@pogo.isp.pitt.edu> writes: > Kent Holsinger asks if linguists regard ease-of-learning/perception > as an internal constraint (or, rather, tendency, because there are > always exceptions) or an externally imposed problem. Certainly > linguists' terminology differs from biologists' terminology here: > for a historical linguist, internally-motivated/caused change is > anything that comes from within the language & its speakers, > including changes that arise in the acquisition process (first-language > acquisition, that is); change that has to do with contact, whether > between dialects of one language or between different languages, is > externally-motivated change. But I'm not sure what the implications > of this terminological difference are, if any. I raised the question of internal vs. external constraints earlier, making the point that an analogy with natural selection requires a response to an external constraint (i.e. directionality of change imposed from an external source). If languages change because of an ease-of-learning constraint, I think this constraint should be regarded as external to the languages themselves (since it relates to the structure of the brain and not to any one language). > you > wouldn't, in principle, expect *any* internally-motivated change > if you didn't have imbalances in the system. > But then, I guess this > too resembles the situation in biological evolution? I think there is an interesting biological analogy. I infer that the changes for ease-of-learning would only account for a small proportion of language changes and would not by themselves account for the actual divergence of languages. Biologically, this would compare to fine-tuning by natural selection (external constraint) of changes caused by genetic drift (operating from internal constraints only). This still leaves open the question of whether the macroevolutionary process of languages has any component analogous to natural selection. JOHN H. LANGDON email LANGDON@GANDLF.UINDY.EDU DEPARTMENT OF BIOLOGY FAX (317) 788-3569 UNIVERSITY OF INDIANAPOLIS PHONE (317) 788-3447 INDIANAPOLIS, IN 46227 _______________________________________________________________________________ <1:273>From mayerg@cs.uwp.edu Thu Sep 30 14:58:35 1993 Date: Thu, 30 Sep 1993 14:58:42 -0500 (CDT) From: Gregory Mayer <mayerg@cs.uwp.edu> Subject: Re: Heritability and cultural evolution To: Sally Thomason <sally@pogo.isp.pitt.edu> It is clear that "internal" and "external" mean different things in biology and linguistics (and, I would add that their meaning isn't clear in biology). Would some linguist be so kind as to explain to the biologists what "imbalance" means? Gregory C. Mayer mayerg@cs.uwp.edu _______________________________________________________________________________ <1:274>From PICARD@Vax2.Concordia.CA Thu Sep 30 15:03:44 1993 Date: Thu, 30 Sep 1993 15:57:50 -0500 (EST) From: MARC PICARD <PICARD@Vax2.Concordia.CA> Subject: Biological and linguistic change To: darwin-l@ukanaix.cc.ukans.edu There were two things in Kent Holsinger's comment that struck me in tems of a parallel between linguistic change and biological change.The first has to do with "efficient solutions to a similar problem". Taking the case of phono- logical change (phonologists tend to do that), we find that much of it can be attributed to this concept. Many, if not most sound changes, are context- sensitive in the sense that X>Y will not occur everywhere (i.e. context-free) but only in specific contexts. In turn, many of these will result from a tendency on the part of all speakers to make contiguous or adjacent sounds more similar to each other. Here's an example. In any language that has CONSONANT-VOWEL-CONSONANT (CVC) sequences, e.g. /ata/, /apa/, /aka/, there exists the potential for a change to /ada/, /aba/, /aga/ respectively. The reason is that in the former, the consonants are voiceless (no vibration of the vocal cords) while vowels are intrinsically voiced. Thus, the speaker has to make an intervocalic voicing adjustment. By pronouncing /b d g/ instead of /p t k/, however, no such change in vocal cord vibration is necessary. What we find in the study of phonological change, then, are a certain number of scenarios of this type which yield identical or similar results in language after language. A particular change never HAS to take place but if linguist A tells linguist B that language X has undergone a change like inter- vocalic voicing, then B will have no trouble believing it. However, if A tells B that language Y has change /w/ to /s/ before the vowels /i o/, then B will have every reason to be suspicious. There is just no conceivable phonetic reason for this to occur. Which brings me to Holsinger's second comment, viz. that in biology recently "explanations have often been sought in terms of internal constraints that limit the possible solutions". There is an exact parallel in sound change for it is imperative that we find as many conditions and constraints on phono- logical change as possible if we hope to reconstruct the phonological histories of unrecorded languages (or even unrecorded stages of recorded lanhguages). In sum, if the forces that govern sound change are ease of articulation and ease of perception, as they seem to be, one should not think in terms of the sounds themselves so much as in terms of what preceded and/or follows them in the speech chain. In regular sound change, expediency is the name of the game. The human vocal apparatus prefers certain combinations of sounds, and that's what speakers unconsciously strive for. However, in changing one thing, another undesirable sequence may (and often does) arise which will need to be "repaired", and so on ad infinitum. I don't think historical linguists will ever be out of work. Marc Picard _______________________________________________________________________________ <1:275>From sally@pogo.isp.pitt.edu Thu Sep 30 17:32:07 1993 To: "JOHN LANGDON" <LANGDON@gandlf.uindy.edu> Subject: Re: Heritability and cultural evolution Date: Thu, 30 Sep 93 18:35:43 -0400 From: Sally Thomason <sally@pogo.isp.pitt.edu> John Langdon infers that changes due to imbalances in the system (I think that's what he had in mind -- my screen cut off part of his comment, on the right edge) "would not by themselves account for the actual divergence of languages." Why not? If such imbalances cause changes (creating other imbalances, which in turn cause changes, creating other imbalances, etc.) -- as they certainly do -- then all we have to do is wait long enough, and we'll have separate languages, if we started out with two identical speech forms. (O.K., there is no such thing in the real world; there's always variation. But there are close enough analogues; all that's required is two groups of people speaking what would be considered the same dialect.) Maybe you wouldn't get the divergence if you could predict identical changes in identical dialects; but you can't, because tendencies are merely tendencies, and if you cut off contact between two halves of one speech community, different changes will occur in the two groups' speech. I think the most you would be able to get historical linguists to agree to is that, in the total absence of contact with different dialects and languages (also not a serious possibility in the real world), language split might be delayed some. But eventually it would occur. I can't prove this: no test cases. But it's the reasonable inference from the facts -- language change affects all living languages, and changes are not predictable. Sally Thomason sally@pogo.isp.pitt.edu _______________________________________________________________________________ <1:276>From sally@pogo.isp.pitt.edu Thu Sep 30 17:56:03 1993 To: Gregory Mayer <mayerg@cs.uwp.edu> Subject: Re: Heritability and cultural evolution Date: Thu, 30 Sep 93 18:58:27 -0400 From: Sally Thomason <sally@pogo.isp.pitt.edu> What historical linguists mean by "structural imbalances" is parts of the system that are irregular and therefore harder to learn than regular things. The rubric can (with some stretching) be extended to cover *all* things that are relatively hard to learn, but the real meaning has to do with irregularities -- patterns with gaps, patterns with exceptions, that sort of thing. I was using it in a pretty casual way, to avoid giving lists of the kinds of things that are hard to learn; sorry to be obscure. Maybe an example will help clarify the notion. For instance: In Serbo-Croatian (a Slavic language, the major language of ex-Yugoslavia), a few hundred years ago, two vowels merged into one, pronounced [i] (= the vowel in English _beet_). But this merger caused problems in the system of noun declension, because a previously regular rule that turned (for instance) [k] into a [ts] sound originally applied before only one of the vowels that merged; after the merger, [k]'s appearing before the [i]'s that used to trigger the [k] --> [ts] rule still turned to [ts], but [k]'s appearing before the vowel that originally did NOT trigger the rule remained [k]. If a noun stem ended in [k], speakers had to remember which particular suffixes beginning in [i] triggered the rule and which ones didn't. That's an imbalance in the system. So what happened? Different dialects of the language did different things: (a) Some dialects just lost the rule, so that all [k]'s remained [k] before all [i]'s; (b) some dialects kept the old rule, so speakers had to memorize the particular suffixes beginning in [i] that triggered the rule; (c) some dialects extended the rule to apply before *all* [i]'s, both the [i]'s that had originally triggered the process and the [i]'s from an original vowel that did not trigger the process. These constituted other imbalances (well, the same imbalance, in the case of (b)). For instance, the (c) case fixed the noun declensional system, but introduced a discrepancy between noun declension and verb declension, where the [k] --> [ts] rule still occurred before certain suffixes. Language is, according to a popular truism, a system of systems, and all these systems interact in complex ways. So (another truism!) a change that regularizes one (part of one) subsystem is all too likely to complicate some part of the same or another subsystem. What you find, therefore, is a never-ending process of change, fixing up a glitch here only to introduce a glitch there. Historical linguists aren't likely to find a punctuated equilibrium approach useful for the study of language change, in other words: no equilibrium. (And that in itself, come to think of it, makes our discipline unhospitable to the notion of a just-right adaptation to a just-right environment, even if we could decide what we mean by "environment".) Sally Thomason sally@pogo.isp.pitt.edu _______________________________________________________________________________ <1:277>From DARWIN@iris.uncg.edu Thu Sep 30 19:36:22 1993 Date: Thu, 30 Sep 1993 20:43:00 -0400 (EDT) From: DARWIN@iris.uncg.edu Subject: Re: Linnaeus and literature To: darwin-l@ukanaix.cc.ukans.edu Organization: University of NC at Greensboro Eric Miller asks for appearances of Linnaeus or Linnaean ideas in eighteenth and nineteenth-century literature. I think this is a fascinating question and would like to encourage Eric to post a summary of the references he receives in a few days. I can offer one that I came across by accident recently. This comes from the minor Scottish poet Thomas Campbell (1777-1844), his "The Pleasures of Hope", Part I, lines 135-140 (or so I think; I have only a partial xerox in front of me): The Swedish sage admires, in yonder bowers, His winged insects, and his rosy flowers; Calls from their woodland haunts the savage train With sounding horn, and counts them on the plain: So once, at Heaven's command, the wanderers came To Eden's shade, and heard their various name. Linnaeus is gracefully cast here as the second Adam, naming the animals as once they had been named in Eden. I remember also that Ezra Pound mentions Linnaeus (and also Louis Agassiz, father of the glacial theory and enemy of Darwin) in his _Cantos_, although this isn't an example from the earlier periods Eric was asking about. Bob O'Hara, Darwin-L list owner Robert J. O'Hara (darwin@iris.uncg.edu) Center for Critical Inquiry and Department of Biology 100 Foust Building, University of North Carolina at Greensboro Greensboro, North Carolina 27412 U.S.A. _______________________________________________________________________________ <1:278>From ARKEO4@FENNEL.WT.UWA.EDU.AU Thu Sep 30 21:12:11 1993 Date: Fri, 1 Oct 1993 10:16:36 +0800 (SST) From: ARKEO4@FENNEL.WT.UWA.EDU.AU Subject: Re: Cultural change and historical ("Darwinian") explanations To: darwin-l@ukanaix.cc.ukans.edu JOHN LANGDON writes on 30 Sep 1993 > In message <930930083540.2660562d@FENNEL.WT.UWA.EDU.AU> writes: > > I treat culture AS IF it WERE hereditable because it is *necessary* for > > me to do so if I am to even ATTEMPT an answer to the questions which are > > of concern to me. > I have argued previously that natural selection cannot be literally > applied to culture; the best one can do is make analogy between the > processes of culture change and natural selection. There is nothing wrong > with doing that, if it appears to answer some of these excellent > questions. But explanation by analogy is merely description. Is it? Let me attempt to add a bit of content to the assertions being made here. My recent research has concerned itself with an venerable problem in Australian archaeology. Since the 50's people have been arguing about the nature of the original colonisation of the continent by humans. Two basic, opposing, positions have arisen: (1) that colonisation was "fast" because human culture has the ability quickly to adapt to local conditions. Hence, once people arrive in Pleistocene Australia they were able quickly to occupy the various ecological zones. (2) that colonisation was "slow." Here, the usual model invokes a slow adaptation and learning process, usually put in terms in which humans arrive with a "coastal adaptation." They first colonise the perimeter of the continent and only later learn how to survive in the more interior, desert, regions. Hence, movement across, and colonisation of the continent would have been a slow process. Now it is important to realise that BOTH of these positions are totally compatable with explanations based upon THE anthropological "first principle," namely, that culture is an adapative mechanism for humans. Yet, as may be seen in this case, the first principle gets us *nowhere* in understanding the details; it tells us nothing about HOW or "WHY" we have the pattern that might exist in the archaeological record. In fact, it leads to two totally contradictory predictions. This is not particularly surpising since the "first principle" seems capable of "explaining" just about ANY outcome. The approach I have taken to the problem differs from the more traditional ones in a fundamental manner. I assume that cultures are always varying -- that behavioural "innovations" can appear at any time or in any place. However the CONSEQUENCES of cultural variation will differ, and these consequences will likewise differ by time and place. The situation I have is an "empty" continent, one in which humans are new arrivals. The solution I come up with (I oversimplify the argument to a point that I HOPE is not incoherent) runs something like this: Consider two demes: one deme is "well adapated" to the local environment. That is, it utilised available resouces efficiently. In ecological terms, it is maximizing K. The other deme is "poorly adapated;" it has behaviours which do NOT maximize resources in the most efficient manner. Again, in ecological terms, it is a K-minimising strategy. Now, we must consider the two strategies in terms of the selective consequences in the envirnment we have at hand -- an empty continent. A moment's reflection will show that the K-minimising strategy has a much higher probability of being the colonising deme (in fact, its selective advantage at any moment in time is the square of the differences in r, the inherent rate of increase associated with each deme). This analysis leads to series of predictions regarding the archaeological record, many of which are testable given current techniques (but this is not particularly relevant to the point being made here). It is important to recognise that in the approach I take to the problem of pristine colonisation, I am assuming that I may speak in a coherent manner about something called "cultural demes:" that these various demes represent HERITABLE traditions dictating the way people behave (in this case in terms of subsistence strategy). The differences in behaviour associated with these heritable traditions lead to different consequences for the members of the groups (in this case a different probablity of being the deme which first colonises the continent). Hence the pattern in the archaeological record is to be understood in terms of SELECTIVE DIFFERENCES between the traditions; differences which have CONSEQUENCES in space and time. Hereditability is prerequisite to the kind of logic invoked. And selection is the ONLY "first principle" involved. I must stress that without invoking these two, joined, ideas my argument on the nature of pristine colonisation simply could not exist. Is the kind of cultural selection I invoke in this case really an "argument from analogy"? Is the result merely "description?" I honestly think not. Dave _______________________________________________________________________________ <1:279>From GA3704@SIUCVMB.SIU.EDU Thu Sep 30 21:36:02 1993 Date: Thu, 30 Sep 93 21:29:35 CST From: "Margaret E. Winters" <GA3704@SIUCVMB.SIU.EDU> To: darwin-l@ukanaix.cc.ukans.edu Subject: Phonological constraints My name is Geoff Nathan, and I have been reading these debates over Margaret Winters's shoulder, but as a practicing phonologist I couldn't help replying to the question of whether the constraints on sound systems are internally imposed or externally. If I understand the question rightly, the answer is that Linguists disagree on this question. Some, like myself, consider many of the constraints on possible sound systems, as well as the constraints on the actual way that sounds are pronounced (for example, the fact that the t sound in pretty can be pronounced like a 'd', but that the k sound in tacky cannot be pronounced like a 'd' (or even like an analogous sound) are imposed on the speaker by his/her vocal tract. The fact that 'dog' is pronounced with a d and a g, of course, is imposed on the speaker by his/her language. As is the fact that the plural of 'foot' is 'feet'. But the fact that the plural of 'cat' has an s-sound at the end, but the plural of dog has a z-sound at the end is again, imposed on the speaker by his/her vocal tract--it's almost impossible to do it any other way. I should add that many linguists disagree with this division into exterally and internally imposed facts--more orthodox generative grammar would hold that all facts are Internally imposed by some inherent facts about the mental organization of language. Those of us who call ourselves Natural Phonologists, however, make appeal to a contrast between physiologically (and acoustically driven) constraints and those that are conventionally motivated (in this context, I guess one should say culturally motivated.) Thanks for letting me put my two cents' worth in. Geoff Nathan (using Margaret Winters's account) ga3704@siucvmb.siu.edu _______________________________________________________________________________ Darwin-L Message Log 1: 241-279 -- September 1993 End