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Darwin-L Message Log 5: 71–100 — January 1994
Academic Discussion on the History and Theory of the Historical Sciences
Darwin-L was an international discussion group on the history and theory of the historical sciences, active from 1993–1997. Darwin-L was established to promote the reintegration of a range of fields all of which are concerned with reconstructing the past from evidence in the present, and to encourage communication among scholars, scientists, and researchers in these fields. The group had more than 600 members from 35 countries, and produced a consistently high level of discussion over its several years of operation. Darwin-L was not restricted to evolutionary biology nor to the work of Charles Darwin, but instead addressed the entire range of historical sciences from an explicitly comparative perspective, including evolutionary biology, historical linguistics, textual transmission and stemmatics, historical geology, systematics and phylogeny, archeology, paleontology, cosmology, historical geography, historical anthropology, and related “palaetiological” fields.
This log contains public messages posted to the Darwin-L discussion group during January 1994. It has been lightly edited for format: message numbers have been added for ease of reference, message headers have been trimmed, some irregular lines have been reformatted, and error messages and personal messages accidentally posted to the group as a whole have been deleted. No genuine editorial changes have been made to the content of any of the posts. This log is provided for personal reference and research purposes only, and none of the material contained herein should be published or quoted without the permission of the original poster.
The master copy of this log is maintained in the Darwin-L Archives (rjohara.net/darwin) by Dr. Robert J. O’Hara. The Darwin-L Archives also contain additional information about the Darwin-L discussion group, the complete Today in the Historical Sciences calendar for every month of the year, a collection of recommended readings on the historical sciences, and an account of William Whewell’s concept of “palaetiology.”
---------------------------------------------- DARWIN-L MESSAGE LOG 5: 71-100 -- JANUARY 1994 ---------------------------------------------- DARWIN-L A Network Discussion Group on the History and Theory of the Historical Sciences _______________________________________________________________________________ <5:71>From delancey@darkwing.uoregon.edu Thu Jan 13 16:32:15 1994 Date: Thu, 13 Jan 1994 14:16:05 -0800 (PST) From: Scott C DeLancey <delancey@darkwing.uoregon.edu> Subject: Re: Systematics and linguistics To: darwin-l@ukanaix.cc.ukans.edu Sally Thomason suggests (Tue, 11 Jan 1994) that, given what we know about interlinguistic influence (the various phenomena traditionally rather imprecisely referred to as "borrowing"), we wouldn't expect it to confuse the issue of genetic relationships among languages: > rare. That is: slight to moderate linguistic borrowing -- not > just words, but also sounds, syntax, and even some word structure > -- doesn't obliterate the main lines of descent of a language; > and when borrowing becomes so extreme that the main lines of > descent are seriously obscured, there are usually clues in the > structure of the language. In theory, this is true; as Sally (who, after all, wrote the book on the subject) puts it: > As in biology, linguistic evolution is, as far > as I can tell, mostly non-reticulate...as long as you're > dealing with completely separate languages and not dialects of > the same language, and as long as you are looking at languages > as wholes rather than at individual > linguistic features taken separately. In practice, particularly in the Greenbergian context with which this thread started, I don't think it is, i.e. I disagree that: > So I don't think reticulation, to use the biological terminology > Kent Holsinger was using, is too likely to be a stumbling block -- > at least not often -- in the effort to establish relationships > among languages. Empirically, it has freaquently been, and continues to be, a stumbling block. For some celebrated cases, e.g. the relationships or lack of them among Chinese and various Southeast Asian languages (Vietnamese and languages of the Hmong-Mien and Tai-Kadai families), further work has largely succeeded in unravelling the problem (though respectable and otherwise sensible scholars still try and reopen the issue every now and then). Others, e.g. the problem of the parentage of Japanese, or of the relationship between Indo-European and Afro-Asiatic, remain open and controversial. The problem which recurs again and again is that we find two languages with some substantial amount of what appears to be common vocabulary, that, if they are indeed related, are related so distantly that more conclusive evidence of relationship has been obscured over time. When, as (at least arguably) in the case of Japanese, there is evidence of this sort linking the language to two distinct genetic stocks, there is indeed a stumbling block in the effort to establish relationship. I don't think that, at least in the case of animals, there could be any biological parallel to this situation. And precisely this argument is prominent in discussions of Greenberg's work. Much of his evidence can be discarded on various grounds--bad data, erroneously transcribed data, misanalyzed forms, etc. And undoubtedly a considerable proportion of what's left represents chance resemblance. Greenberg's answer is that even so, he has enough data that there will still be enough left to prove his claims. The problem is that it is still not possible to eliminate borrowing as an explanation for at least some of these data--so the possibility of borrowing again represents a stumbling block. Scott DeLancey delancey@darkwing.uoregon.edu Department of Linguistics University of Oregon Eugene, OR 97403 _______________________________________________________________________________ <5:72>From sally@pogo.isp.pitt.edu Thu Jan 13 20:46:54 1994 To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: Systematics and linguistics Date: Thu, 13 Jan 94 21:50:15 -0500 From: Sally Thomason <sally@pogo.isp.pitt.edu> Scott DeLancey makes good points about the problem of distinguishing chance from genetic relationship from borrowing in languages that are distantly related, if at all. When I said that it is usually possible to make the distinction between borrowing and inheritance, I had in mind situations in which there's still enough evidence available -- it's true, as Scott says, that time obscures the difference. It's quite possible that, at time depths around (say) 10,000 years, one could prove the existence of a historical connection between two languages, but not the nature of that connection. And this is presumably quite different from the situation in biology. In historical linguistics, the decay and ultimate disappearance of systematic correspondences in related languages is what places a time limit on the possibility of establishing family relationships. Sally Thomason sally@pogo.isp.pitt.edu _______________________________________________________________________________ <5:73>From DARWIN@iris.uncg.edu Thu Jan 13 23:25:27 1994 Date: Fri, 14 Jan 1994 00:31:16 -0500 (EST) From: DARWIN@iris.uncg.edu Subject: Administrative notes To: darwin-l@ukanaix.cc.ukans.edu Organization: University of NC at Greensboro We have been troubled by an assortment of network problems since the holidays. There have been problems with mail coming from bitnet addresses to ukanaix, and also local mail delivery problems at my own uncg site. The bitnet trouble at ukanaix has been reported and I am hoping that it will be taken care of soon. The local delivery problems at uncg have been fixed. If anyone sent me a private message in the last couple of weeks and has not yet had a reply please write again; it is very likely that I did not receive your message. The December message log is available for retrieval from either ukanaix or the experimental Darwin-L gopher. To retrieve the log from ukanaix send the following message to listserv@ukanaix.cc.ukans.edu: GET DARWIN-L 9312 Alternatively you may gopher to rjohara.uncg.edu (152.13.44.19) and look in the directory "Monthly Darwin-L Logs". I thank you all for your continuing interest, and apologize for the occasional pothole we encounter out here on the information superhighway. Bob O'Hara, Darwin-L list owner Robert J. O'Hara (darwin@iris.uncg.edu) Center for Critical Inquiry and Department of Biology 100 Foust Building, University of North Carolina at Greensboro Greensboro, North Carolina 27412 U.S.A. _______________________________________________________________________________ <5:74>From DARWIN@iris.uncg.edu Fri Jan 14 00:02:13 1994 Date: Fri, 14 Jan 1994 01:08:11 -0500 (EST) From: DARWIN@iris.uncg.edu Subject: Help for the Irkutsk Botanic Garden (fwd from TAXACOM) To: darwin-l@ukanaix.cc.ukans.edu Organization: University of NC at Greensboro This message just appeared on TAXACOM, and while it is a bit off our topic of comparative studies in the historical sciences I think it is a worthy cause. If any of the members of Darwin-L can provide assistance they should get in touch with Dr. Kuzevanov directly at the address below. Bob O'Hara (darwin@iris.uncg.edu) ---------------------------------------- <Forwarded message: From Victor Ya.Kuzevanov (VIC@BOGARD.IRKUTSK.SU) May I ask you to give us some help in order to get a very necessary information for our Irkutsk Botanic Garden, if available. Some Siberian enthusiastic scientists and environmentalists are going to restore the Garden after many years of its destruction. Several scientists and me have shifted from the Academical Institutes to Botanic Garden last year and now we urgently interested in different supporting materials useful for reviving of Irkutsk Botanic Garden (see attached info) and for the new environmental policy in Siberian Region near the Baikal Lake. There are some of our needs: 1) Email and post address list of other Botanic Gardens all over the world as well as seed companies. 2) Info on botanists/programmers involved in BG-Base and TROPICALIS-Base information system. 3) any support in order to get Tropical Plants Identification Manuals and Botanical descriptive literature with color pictures, Zyxell-type Fax-Voice-Modem (with MNP5), IBM-type NoteBook computer, color scanner to scan pictures and maps, color printer, A4-format copying xerox machine, software Paradox 4.0, some plant growth regulators (IAA, BAP, GA3), seeds of different colorful American flowers to be exposed in our Botanic Garden. 4) the memorandum and resulted documents of the "Earth Summit in Rio -1992" concerning biodiversity and international efforts to save rare, endemic, and endangered plants, to save natural Siberian flora and fauna of such fragile ecosystems near the Baikal Lake - well known world heritage. Any other information on environmental problems concerning plants would be appreciated. Let me know what kind of botanical and ecological information from Siberia and Baikal Lake region you may be interested in. Thank you in advance. Sincerely yours, Victor Dr.Victor Ya.Kuzevanov, Director Botanic Garden of the Irkutsk State University Koltsov Street, 93 P.O.Box 1457, Irkutsk 664039, RUSSIA Phone: 7-(3952)-435836 Fax: 7-095-4202106(International) or 7-3952-332238(Local) Telex: 231511 PTB SU Attention IGU KUZEVANOV Email: vic@bogard.irkutsk.su ---------------------------------------- Brief information on the Botanic Garden of the Irkutsk State University The Botanic Garden of the Irkutsk State University (BG-ISU), created in 1941, today occupies 27.08 hectares of the Sverdlovsk region of Irkutsk city (70 kilometers west of Lake Baikal). It is the single site of plant introduction in Eastern Siberia and categorized by law as a nature preserve within the city of Irkutsk. The principle tasks of BG-ISU are plant introduction, the training of university students, schoolchildren and the general population, and the improvement of the ecological situation. BG-ISU works to save the genetically-diverse flora of Eastern Siberia by adding to its collection of living plants and studying their biology. With the existing collection, an assortment of plants better adapted to local and other climatic and ecological conditions, BG-ISU endeavors to increase the amount of green areas in the city and to improve the environment. BG-ISU carries out educational activities regarding nature preservation and botanical knowledge. BG-ISU is the only botanic garden in Central Siberia included in the International Nomenclature of Botanic Gardens (beginning in 1953) and a member of the Network of Botanic Gardens of Russia. BG-ISU maintains and studies a collection of 1,300 live plant species and varieties from various regions of the world (estimated value of 3 million rubles at 1991 prices). BG-ISU is a center of training and practical study for students of the Biological and Soil, Geological, Geographical, and Chemical Faculties of Irkutsk State University, at which staff members give lectures and carry out research. In the past five years, students at BG-ISU have completed 1 doctorate, 6 master's and 8 bachelor's degrees. Courses and workshops are held regularly for student pharmacologists of the Irkutsk State Medical Institute, students of the Irkutsk State Pedagogical Institute, summer students of the Irkutsk Pharmacological College, as well as for school teachers. School groups also make frequent field trips. In the past five years, staff members have published 14 articles and 7 conference abstracts in Russian publications. Once every two years, BG-ISU issues a seed list, "Delectus of the Irkutsk Botanic Garden", as part of its international seed exchange program. Currently, BG-ISU is organized into four sections: 1. Section of Dendrology. Occupies about 8 hectares. Maintains and studies approximately 300 species of woody plants and bushes, including both local Siberian flora and flora of the former Soviet Union and world. 2. Section of Wild Flora and Preservation of the Genefund. Occupies about 1 hectare, on which over 300 species are maintained. Consists of three collections: systematicum, medicinal plants, and rare and endangered plants of Eastern Siberia. 3. Section of Flowering and Decorative Plants. Over 500 species are maintained in a field and 2 greenhouses (1000 square meters and 200 square meters). Tropical and subtropical cultures are included. 4. Section of Horticultural plants. Occupies about 2 hectares. Over 200 species and varieties of fruiting and other cultivated plants. At the moment, BG-ISU is registered as a branch of the university, but it expects to become an independent entity within the some next years. The staff includes 29 members (incl.4 PhD's): 3 administrative workers, 12 biologists, 3 senior and 2 junior lab workers, 4 gardeners, and 4 guards. Presently, the University provides only for BG-ISU operating expenses and staff salaries (average $40 per month). Financial support for BG-ISU restoration and beautification was discontinued over 5 years ago. The material base of BG-ISU does not meet modern or current demands, as it lacks the following: 1) Machinery for soil treatment, 2) Transport ability, 3) Elementary equipment for botanical, physiological, and soil research, 4) Sewerage system. The physical infrastructure of BG-ISU is in poor condition. The perimeter fence remains broken in several spots because the university is not able to provide funds for its repair. Nearby residents trespass on the grounds of BG-ISU constantly, leading to frequent destruction and theft of valuable plants. The one guard per 24 hour period allowed by the university's budget cannot patrol 27 hectares adequately. Especially destructive are teenagers who build fires in the midst of a relict pine forest situated on BG-ISU territory. Four years ago, almost 1.5 hectares of the forest were designated for cutting by the administration of the city of Irkutsk to build a highway and homes. At least 0.25 hectares have been cut and the completion of one building has seriously damaged the biocenosis of the forest. Both a hot water pumping station and a power station for city trolleybuses now run through BG-ISU. Lawns and natural fields were harmed by construction machinery. Building materials and trash litter the forest as a result of the construction. A temporary order of stay exists for the forested area not yet cut. Beginning in 1981, almost 60 percent of valuable tropical and subtropical plants died every winter due to accidents that resulted from a dangerously constructed heating system. This system has been repaired as one of the first acts of the new management of BG-ISU, financed independently from the university. Unfortunately, the break-up of the Soviet Union has forced fundamental changes in the system supporting botanical, ecological, and biotechnological research, shortage has come, and we have to look for any collaboration/support from international sources. At present BG-ISU is looking for collaboration in: 1) GENE BANK PROJECT for rare and endemic Siberian plants conservation (seed banking, collections, etc), 2) making of COMPUTER DATA BASE (Paradox 3.5, scanning of color pictures∧maps) of plant genetic resources in Siberia as a part of Gene Bank Project, 3) botanical expeditions (+ecological tourism) around the Baikal Lake to save endangered plants, 4) clonal propagation (fruit-trees, etc) and genetic transformation of plants, 5) seed exchange and/or seed production, 6) publishing of attractive brochures and photo-cards on Siberian flowering plants. Every help would be appreciated. Thank you. ---------------------------------------- _______________________________________________________________________________ <5:75>From john.wilkins1@udev.monash.edu.au Fri Jan 14 01:31:31 1994 Date: Fri, 14 Jan 1994 18:32:59 +1000 From: John Wilkins <john.wilkins1@udev.monash.edu.au> Subject: On neoDarwinism 2 To: Darwin-L <darwin-l@ukanaix.cc.ukans.edu> On neoDarwinism 2 Thanks to Bob O'Hara, Ron Amundson and Dave Rindos for their responses. I was perhaps a bit restrictive in using the term "neoDarwinism". I meant to refer to that amorphous gathering of relative orthodoxies in currency today rather than the synthesis c. 1945 or earlier. I was indoctrinated to the view "selection ueber alles" and find it uncomfortable when someone makes the claim that, as I recall Brooks and Wiley to say (book not to hand), selection is less important than other forces/states/processes in determining evolutionary change. I can accommodate Punk Eek into my limited worldview, since it's effectively a refinement, as Bob said, on neoDarwinian mechanisms (founder theory and all that), but B∧W seem to relegate selection to a particularly minor role. Not only do they seem to claim that variation and selection trajectories are constrained, but that the state spaces force directional (nay, progressive) trajectories on evolution. Selection seems merely to knock out the extreme failures. I'm not au fait with the 19thC orthogeneticists, but what I have read, eg, in Hull's treatment of the period (_Darwin and his critics_ U Chicago P, 1973) seems to suggest a close parallel. I'd be interested to hear what the distinction is. I'd die for that annoted bibliography, too 8-) In the end, perhaps I'm one of those Dave referred to, corrupted by an ancient dispute whose time is now past. BTW: this arises in the context of wanting to support a "Darwinian" model of theory change in science, the gospel according to Hull (_Science as a process_ U Chicago P 1988) for my MA. To do that, I need to know what bounds a Darwinian theory has. It seems to my non-biologist's eye that selection is a pretty fundamental mechanism in evolutionary theory, despite all the qualifications and glosses. I'd be interested (by direct email if that's more appropriate) in anyone's views on that, too. Cheers John Wilkins - Manager, Publishing Monash University, Melbourne Australia Postal Address: Wellington Road, Clayton 3168 AUSTRALIA Internet: john.wilkins@udev.monash.edu.au Tel: (+613) 565 6009 Fax: (+613) 565 6029 _______________________________________________________________________________ <5:76>From ahouse@hydra.rose.brandeis.edu Fri Jan 14 10:16:31 1994 Date: Fri, 14 Jan 1994 11:21:45 -0500 To: darwin-l@ukanaix.cc.ukans.edu From: ahouse@hydra.rose.brandeis.edu (Jeremy Creighton Ahouse) Subject: Re: On neoDarwinism 2 >On neoDarwinism 2 >Thanks to Bob O'Hara, Ron Amundson and Dave Rindos for their responses. Yes, thank you and also to John Wilkins. >I was indoctrinated to the view >"selection ueber alles" and find it uncomfortable when someone makes the >claim that, as I recall Brooks and Wiley to say (book not to hand), selection >is less important than other forces/states/processes in determining >evolutionary change. I am fascinated by these kinds of discussions. It is always the case that there are enough dark corners around the new synthesis that "alternate" suggestions (not "selection ueber alles", not simple linneage bifurcation, not Weismann doctrine consistent, etc...) can be made to fit. And few inclusionists are as honest about their indoctrination as John is. Still I want to inject this discussion with a little David Raup. A good review of what I will describing is Raup's _Mathematical Models of Cladogenesis_ in Paleobiology 11(1), 1985, pp42-52. The bottom line from this work, for me, is that trivial models of cladogenesis result in patterns that match some examples of paleontological data. Here is a quote from that paper. "Any monophyletic group, or clade, owes its existence to the interplay of two processes: lineage branching (speciation) and lineage termination (species extinction). If the incidence of branching exceeds termination, the clade will survive and perhaps flourish, but if termination exceeds branching for a sufficient time, extinction of the clade is inevitable." From this description Raup and Sepkowski (and others) played with simple models (= homogeneous in time => extinction and speciation rates are constant in a group). And found that some of the branching diagrams thus generated were difficult to separate from known records. Does this mean that micro-evolution and selection as prime mover are defunct notions? No. But it does suggest (require?) a more sophisiticated approach to telling the tale of current abundance and distribution. And in that story the primacy of selection may not be the best organizing principle. - cheers, - Jeremy ::::::::::::::::::::::::::::::::: Jeremy Creighton Ahouse Biology Dept. & Center for Complex Systems Brandeis University Waltham, MA 02254-9110 (617) 736-4954 email: ahouse@hydra.rose.brandeis.edu Mail from Mac by Eudora 1.3.1 RIPEM/PGP accepted. _______________________________________________________________________________ <5:77>From DARWIN@iris.uncg.edu Fri Jan 14 10:18:01 1994 Date: Fri, 14 Jan 1994 11:23:51 -0500 (EST) From: DARWIN@iris.uncg.edu Subject: Origin of "drift" in linguistics and genetics To: darwin-l@ukanaix.cc.ukans.edu Organization: University of NC at Greensboro The following comes from Jon Marks (jmarks@yalevm.cis.yale.edu); it is an interesting followup, I think, to some discussions we had a month or so ago. Bob O'Hara (darwin@iris.uncg.edu) ---------------------------------------- I'm new to Darwin-L, and have been quite interested in the discussion of genetic and linguistic evolution for the last week. I'd like to raise a different historical question. A few weeks ago I was reading Edward Sapir's (1921) "Language," which includes a chapter on language "drift", an excerpt of which I have appended. It struck me as extraordinarily similar conceptually to "genetic drift", as formulated and adopted into the shifting balance theory of Sewall Wright. The earliest use of the term I can find is in Wright, ca. 1929. I know Sapir taught at Chicago in the late 1920s, as did Wright. Does anyone know about the origins of the term "genetic drift"? Might it be a case of diffusion from linguistics to population genetics? Coincidence? Something else? --Jon Marks Dept. of Anthropology, Yale University (jmarks@yalevm.cis.yale.edu) Language moves down time in a current of its own making. It has a drift. If there were no breaking up of a language into dialects, if each language continued as a firm, self-contained unity, it would still be constantly moving away from any assignable norm, developing new features unceasingly and gradually transforming itself into a language so different from its starting point as to be in effect a new language. Now dialects arise not because of the mere fact of individual variation but because two or more groups of individuals have become sufficiently disconnected to drift apart, or independently, instead of together. So long as they keep strictly together, no amount of individual variation would lead to the formation of dialects. In practice, of course, no language can be spread over a vast territory or even over a considerable area without showing dialectic variations, for it is impossible to keep a large population from segregating itself into local groups, the language of each of which tends to drift independently. _______________________________________________________________________________ <5:78>From DARWIN@iris.uncg.edu Fri Jan 14 13:41:59 1994 Date: Fri, 14 Jan 1994 14:47:46 -0500 (EST) From: DARWIN@iris.uncg.edu Subject: Neodarwinism, and the attribution of "importance" to historical events To: darwin-l@ukanaix.cc.ukans.edu Organization: University of NC at Greensboro Neither my friend Professor Amundson nor anyone else should ever worry about contradicting anything I say here, and as leader I am much more often fearful than fearless, I assure you. I think my reaction to claims about the decline of neodarwinism or the "synthetic view" has two sources at least. Since I was a graduate student during the 1980s, I learned about things like punk eq, developmental constraints, etc., etc. from the beginning, and they were never "new" ideas for me in the sense of ideas that contradicted a well-established set of beliefs I had previously held. They all seemed perfectly sensible and reasonable within their domain, just as most of Ernst Mayr seems sensible to me within its domain also. I was certainly never indoctrinated into "selection uber alles" as John Wilkins says he was, and I'm always surprised when I find out that some people were. This may have something to do with the fact that higher-level systematics has always been my focus rather than population biology, and so I just never studied neodarwinian selection theory as well as I should have. ;-) The second possible cause of my reaction is that, being historically inclined I more often see continuity among ideas ("this work is an interesting and valuable addition to our understanding of evolution") rather than ruptures ("neodarwinism has been overthrown!"). This may also be a function of personality for all I know too. But let me try to draw out of this particular case an interesting observation relating to historical theory. When we read or write history we are accustomed to seeing different levels of importance assigned to different historical events. Thus the fact that Darwin read Malthus one day was important, whereas the fact that he read, say, Milton the day before was not. If the events we are speaking of (Darwin's reading of Malthus and Darwin's reading of Milton) are well back in the past, we are able to assign importance to these events with some confidence. Darwin's reading of Malthus was an important event because it provided information and insight that contributed to the development of the idea of natural selection, which he later proposed as the principal mechanism of evolution, and which has been extremely influential in science in the last hundred or so years. Darwin's reading of Milton was not an important event because nothing we regard as important happened as a consequence of it. Consider what happens, however, when we describe events that are current or very recent (as opposed to temporally remote), and try to assign importance to them. Is the notion of punctuated equilibrium, for example, a revolutioanry contribution to contemporary science, or is it a minor gloss on evolutionary theory? (Is it Darwin's Malthus or Darwin's Milton?) Now in a very real sense it is not possible to answer this question in the present: it depends on how the world goes in the future. If the idea takes over, generates publications, leads to new conclusions and the rejection of old ideas, causes Departments of Punctuated Equilibrium to be established in universities, if it gets written up in whole text books and talked about in coffeehouses, then it will be correct to say that it was a revolutionary idea. But if it sort of dies out, and gets mentioned in a couple of paragraphs in neodarwinian textbooks, then it will be correct to say that it was a minor gloss on what we already knew. As time goes on one may have a greater or lesser sense that one or the other of these futures is coming true, but certainly at the time the idea was proposed it was not really possible to say which one it would be. This general problem is sometimes called in the philosophy of history the problem of future contingents: the recognition that attributions of importance or value to particular past events (or conversely of unimportance or valuelessness) depends upon knowledge of the future which we may not have. Arthur Danto discusses the problem in his book _Narration and Knowledge_ (Columbia Univ. Press, 1985), a book I recommend highly to people who may be interested in the philosophical aspects of historical understanding. Here's a sample from Danto: I may refer to my favorite candidate as our next president, and though she may indeed be that, it will have been false that she was that if she in fact fails to win the election. I shall call such predicates, which are true of objects and events at a given time only if certain objects and events occur at a time future to them and faling which they are retrospectively false, _narrative predicates_. When we apply them to present objects, we are making a _special_ claim on the future, different indeed from that made by the use of non-narrative future-referring predicates. (pp. 349-350) There is a very interesting paper by Rouse that will connect this observation with what we were talking about above. The paper is: Rouse, J. 1990. The narrative reconstruction of science. _Inquiry_, 33:179-196. Rouse claims that scientists cast their own understandings of their fields in a sort of narrative form (first came Darwin, then rejection of selection, then the Synthesis and the revival of selection, etc.). I think it is the case that we each of us also tacks on to this narrative a set of expectations about the future course of our respective fields, and it is from this set of future expectations that we make the assignments of value that we do to particular ideas or theories. I think most of the proposed alternatives to the Synthetic view are interesting but not especially revolutionary, because I don't think they are going (as time marches on) to have an especially major effect on our thought. Another person might disagree. Likewise I think that cladistic systematics is indeed one of the most important developments in twentieth-century science, because I foresee as a result of it an enormous number of transformations in thinking that have just barely begun. Others may and have disagreed with this, because they think it will fizzle out into nothing. To put a question out for our group, let me ask whether in historical linguistics people have referred to particular events in the history of language as "important changes", "key innovations", or the like. It is traditional to refer to various events in evolutioanry history, such as the origin of jaws in vertebrates, as "key innovations" which made a big difference in subsequent history. Such attributions of importance are clearly narrative predicates of the kind described by Danto. I am wondering if they are widespread throughout the historical sciences. Bob O'Hara, Darwin-L list owner Robert J. O'Hara (darwin@iris.uncg.edu) Center for Critical Inquiry and Department of Biology 100 Foust Building, University of North Carolina at Greensboro Greensboro, North Carolina 27412 U.S.A. _______________________________________________________________________________ <5:79>From KIMLER@social.chass.ncsu.edu Fri Jan 14 14:13:34 1994 From: KIMLER@social.chass.ncsu.edu To: darwin-l@ukanaix.cc.ukans.edu Date: Fri, 14 Jan 1994 15:22:16 EST5EDT Subject: Re: NeoDarwinism debates I hasten to post this _before_ Ron Amundson provides his bibliography of recent developmentalist challenges to the Modern Synthesis, because I don't want it to be seen as discussing particular, individual cases of research and interpretation. Rather, this is a general historical and analytical comment about the scope and defense of NeoDarwinism. The issue has some relevance for the comparisons of biological evolution to linguistics and other Darwin-L topics. Put most bluntly, the argument in the founding of the modern theory (roughly, 1930s) was about (1) the control of the direction of evolution, and (2) the adequacy of natural selection to direct change. The second point was demonstrated in population genetics theory and practice, and I don't believe that any serious challenge has yet denied that demonstration. Organismic selection has been supplemented by other mechanisms that could also be operating, or especially by other levels at which selection could or does work. Most current or recent "challenges" to the adequacy of Darwinism have attempted to put some real substance into the vaguely articulated, usually invoked caveat that there exist "constraints" on the full randomness of variation. This issue must, however, be expressed in terms that capture the essence of modern Darwinism, or else people talk past each other. Anyone who watches the debates from the outside will notice a maddening inability to clearly define camps, or opposition. Punctuated equilibrium, for instance, is suggested by some adherents to be a radical overthrow of conventional Darwinism, but seen by other adherents as just a necessary wrinkle on standard theory, elevating to notice pieces that were undervalued. That, of course, is a line taken by many critics of punctuated equilibrium as well. The same general situation, it seems to me, exists for "developmental constraints." Traditional Modern Synthesis proponents say, oh sure, we've always admitted that. Some developmentalists say, o.k., but now take us seriously. Others claim to be radical and overthrowing NeoDarwinism [it seems that getting notice by claiming to be a radical is a recurrent theme on Darwin-L]. To this historian, one way out of conceptual confusion is to step back and use different labels, to highlight the underlying issue. In this case, there already exist labels used by the biologists themselves in first arguing the issue. At Oxford, Edward Poulton in the early 1900s identified the problem in the process of evolution as control of its direction, and called it Externalism versus Internalism. The selectionists were thus posed against orthogeneticists, because the latter used internal rules of direction, no matter what their particular mechanism (genetic, developmental, inherent life-spans of species or higher taxa). The new Mutationstheorie and Mendelism were both Internalist: they granted the control of evolution to internal directors, making selection at best a minor refiner of species traits. The only Externalist competitor to natural selection was Lamarckism, which was being rejected by both selectionists and internalists. Internalists lost the early round because they couldn't identify the rules or cellular mechanisms, nor explain how ecological adaptation came about from internally driven directions. The possibilities still are externalist natural selection and a number of internalist mechanisms suggested to be powerful enough to be the true director of evolution. I submit that the Synthesists knew that there had to be practical constraints (cf. Fisher's argument for the necessity of gradualism, if you want an ironic twist), but that (1) their rhetorical enterprise was rescuing selection from nearly complete neglect, and (2) the fields of developmental biology and genetics could provide no good cases of overwhelming the importance of selection. The job for modern challengers to the primacy of selection is provide cases. How much can be made explicit about rules, to force the issue beyond generic statements on the existence of constraints? I'm rather skeptical of most claims of being radical or revolutionary, and in this case am not sure that NeoDarwinism is being overthrown anyway. Selection has been demonstrated to be powerful. Expansive, still consistent theory can incorporate when and where other biological processes step in to be more important as the "director." There will always need to be a selectionist caveat among internalists: in what ways are internal rules a matter of selective processes at molecular or cellular levels (a question posed by Weismann, by the way)? Biologists have figured out by now that it's a terribly messy world. On a related point, Poulton in the 1890s, and then his intellectual successor E. B. Ford in the 1930s, used the existence of developmental constraints to argue FOR selection as the most important director. They both worked on the coloration of butterflies, and problems of convergence. Internalists wanted to explain similar colors in different species by invoking parallel physiological or genetic rules. Poulton and Ford examined a few cases of similar colors appearing in taxonomically unrelated species, found the biochemical nature of the color, and showed how each had a different biochemical lineage but had been molded to mimetic convergence by natural selection. Though giving up an infinitely plastic supply of variation and molding, they still needed selection to explain why the species fit the world in particular ways. Where's the connection for non-biologist readers of the List? It seems that most historical processes need to be examined with the dualism of internal rules and external circumstances. Identifying oneself as internalist or externalist is a way of quickly evoking what one thinks the primary or exclusive directing mechanism. If you believe it's of course both, then call yourself an historian! William Kimler Department of History North Carolina State University kimler@ncsu.edu _______________________________________________________________________________ <5:80>From HOLSINGE@UCONNVM.BITNET Fri Jan 14 19:25:28 1994 Date: Fri, 14 Jan 1994 08:09:07 -0500 (EST) From: "Kent E. Holsinger" <HOLSINGE%UCONNVM.BITNET@KU9000.CC.UKANS.EDU> Subject: Re: Systematics and linguistics To: darwin-l@ukanaix.cc.ukans.edu Sally Thomason suggests that one difference between linguistic evolution and biological evolution is the "decay and ultimate disappearance of systematic correspondences." Actually, the same thing happens in biology. If biologists limit themselves to an analysis of morphological features, for example, it is often difficult to determine which structures are homologous with one another. Consider the difficulty of comparing a mammal, an insect, a sponge, a liverwort, and a flowering plant based only on morphological features. It would be very difficult to construct a tree representing their relationships correctly without the use of ultrastructural data or molecular sequence data. The morphologies are so different that they are no longer even comparable. Even with molecular sequence data there is "decay and ultimate disappearance of systematic correspondences." After all, there are only four bases in DNA and if the number of mutational events that separate two lineages increases the longer they are separated from one another, the sequences will eventually become randomized with respect to one another. Long before they become randomized they pose difficult problems for practical analysis. -- Kent +--------------------------------------------------------------------+ | Kent E. Holsinger Internet: Holsinge@UConnVM.UConn.edu | | Dept. of Ecology & BITNET: Holsinge@UConnVM | | Evolutionary Biology, U-43 | | University of Connecticut | | Storrs, CT 06269-3043 | +--------------------------------------------------------------------+ _______________________________________________________________________________ <5:81>From HOLSINGE@UCONNVM.BITNET Fri Jan 14 19:54:53 1994 Date: Fri, 14 Jan 1994 07:56:57 -0500 (EST) From: "Kent E. Holsinger" <HOLSINGE%UCONNVM.BITNET@KU9000.CC.UKANS.EDU> Subject: Re: Systematics and linguistics To: darwin-l@ukanaix.cc.ukans.edu Scott DeLancey raises an interesting point: The problem which recurs again and again is that we find two languages with some substantial amount of what appears to be common vocabulary, that, if they are indeed related, are related so distantly that more conclusive evidence of relationship has been obscured over time. This problem isn't that dissimilar from those that biological systematists sometimes face, whether in plants, animals, or bacteria. In fact, in some ways it is the same problem. A recent example concerns the evolution of bats. All zoologists agree (I think, I'm a botanist) that there are two major groups of bats -- the microbats and the megabats. Most zoologists have also agreed that the microbats and megabats share a more recent common ancestor with one another than they do with any other group of animals. The evidence is drawn from details of skeletal anatomy (and more recently from molecular sequences). Pettigrew suggests, however, that one group of bats (the megabats as I recall, but someone please correct me if my memory fails me) shares a more recent common ancestor with primates than with the other group of bats. Pettigrew bases his conclusion on detailed studies of neural anatomy. Both hypotheses can't be right. So zoologists have to make a choice. If they choose Pettigrew's approach, they explain the resemblances in skeletal anatomy among bats as the result of convergent adaptation to flight. If they choose the traditional interpretation, they explain the resemblances between one group of bats and primates in neural anatomy as convergent adaptation of the visual system. I'm not sure what processes would produce convergence in vocabularies, but it appears that the problem Scott DeLancey is describing is similar in many ways to the one I've just described, except perhaps that linguists do not yet have a comprehensive theory that they could use to explain the convergences. -- Kent +--------------------------------------------------------------------+ | Kent E. Holsinger Internet: Holsinge@UConnVM.UConn.edu | | Dept. of Ecology & BITNET: Holsinge@UConnVM | | Evolutionary Biology, U-43 | | University of Connecticut | | Storrs, CT 06269-3043 | +--------------------------------------------------------------------+ _______________________________________________________________________________ <5:82>From DEWAR%UCONNVM.BITNET@KU9000.CC.UKANS.EDU Sat Jan 15 18:58:18 1994 Date: Sat, 15 Jan 1994 19:41:48 -0500 (EST) From: Bob Dewar <DEWAR%UCONNVM.BITNET@KU9000.CC.UKANS.EDU> Subject: Re: Neodarwinism, and the attribution of "importance" to historical events To: darwin-l@ukanaix.cc.ukans.edu Bob O'Hara asked about "key events" in the historical sciences in general, and in historical linguistics in particular. As an archaeologist, I must note that archaeology and paleoanthropology have often seemed to focus on little else. Paleoanthropological accounts have long focussed on such events : the first use of tools, the origin of language, the origin of bipedalism, the "Agricultural Revolution", the "Urban Revolution", etc. What is interesting about these proposed key events is that their interpretation differs to the extent that they are predicated to belong to a single, ancestral population, or are sufficiently recent to have evolved in parallel in differing populations. The "Agricultural Revolution" was initially defined forthe Near East, at a time when that area was regarded as the "Cradle of Civilization". Now that agriculture is known to have developed in several places at different times, and probably through some what different circumstances, it is less common to hear of it described as a "revolution", and in fact it is more often described as a process, and not an event. ROBERT E. DEWAR OFFICE PHONE 203 486-3851 DEPARTMENT OF ANTHROPOLOGY OFFICE FAX 203 486-1719 UNIVERSITY OF CONNECTICUT BITNET: DEWAR@UCONNVM STORRS, CT 06269 INTERNET: DEWAR@UCONNVM.UCONN.EDU _______________________________________________________________________________ <5:83>From ronald@uhunix.uhcc.Hawaii.Edu Sat Jan 15 21:07:50 1994 Date: Sat, 15 Jan 94 17:11:08 HST From: Ron Amundson <ronald@uhunix.uhcc.Hawaii.Edu> To: darwin-l@ukanaix.cc.ukans.edu Subject: Preface to Biblio on development and evolution DEVELOPMENTAL CRITIQUES OF NEODARWINISM: PREFACE This message is a sort of preface to the annotated bibliography on developmental critiques of mainstream "neoDarwinian" evolutionary theory. A few orienting comments. In my earlier post, disagreeing with Bob O'Hara's views on how seriously neoDarwinism was being attacked, I did not mean to suggest that Bob was likely to be thin-skinned on disagreements like this, and I apologize for giving that appearance. My feeble attempt at humor in referring to our "fearless leader" or some such was meant in the context of the entirely well-deserved high regard which he has from the members of Darwin-L, and also to the unusual civility of the list. (Gosh, people, we could have just a _little_ flame warfare once in a while -- it seems almost a misuse of the Internet to be so congenial. <smileyface, smileyface>) Anyhow, a couple of comments on the Bibliography. It is primarily oriented towards criticisms of neoDarwinism which come from embryologists and developmental biologists. There is some mention of Brooks and Wiley kinds of approaches, but it is limited. The approach I'm interested in comes primarily from people who work with real nuts and bolts of organic development -- developmental mechanical issues things like tissue interactions, centers of ossification, etc. It is very plausibly argued (citations in the Bibliography) that the post-Modern Synthesis evolutionary tradition (herein called neoDarwinism) has systematically ignored embryological issues. This may be partly the fault of the embryologists themselves, and their disinterest in the Synthesis. Whoever is to blame, the current state of neoDarwinism 1) doesn't require embryological details for any noticable pressing problems, and 2) has no "gaps" within its theoretical apparatus into which embryology would fit. The way I tell the story, neoDarwinism has developed (beginning with Darwin, but gaining steam after the Synthesis) a toolbox of quasi-rhetorical methods of depicting developmental details as irrelevant to evolution. These "dismissive tactics" do not deny any specific developmentalist claims; they rather depict (virtually) _any_ developmental facts as irrelevant to evolution. To some extent, developmentalists have done similar things -- they have rhetorical ploys, too. But since they are trying to gain entry to a scientific domain now ruled by another "party," their devices don't appeal to the mainstream of evolutionary biologists. As has already been discussed in Darwin-L, neoDarwinians acknowledgement lots of imperfections. Claims are typically of the form "Of course adaptation isn't perfect: here's the list of 15 reasons why. We already accept them. What's to argue about?" While these defenses are successful against most generic "anti- adaptationist" critics, they do nothing to make embryology relevant to evolution. I consider the important issue not as whether or not adaptation is perfect -- all agree it is not. The important issue (to the people being discussed) is whether the theoretical content of developmental biology is taken as relevant to the evolutionary process. In a (currently under-review) paper called "Two Concepts of Constraint:..." I have argued that developmentalists and neoDarwinians actually mean completely different things by "constraint." In this way, I try to account for the phenomenon so frustrating to neoDarwinians -- no matter how much adaptive imperfection the neoDarwinians accept, the developmentalists still keep attacking them. Because of this, the two sides seem not even to understand what they are disagreeing about. It is especially inadequate to conceive of the debate as between perfectionists and imperfectionists. The Bibliography follows. Cheers, Ron Amundson Univerisity of Hawaii at Hilo Hilo, HI 96720-4091 ronald@uhunix.uhcc.hawaii.edu ronald@uhunix.bitnet _______________________________________________________________________________ <5:84>From ronald@uhunix.uhcc.Hawaii.Edu Sat Jan 15 21:11:10 1994 Date: Sat, 15 Jan 94 17:14:24 HST From: Ron Amundson <ronald@uhunix.uhcc.Hawaii.Edu> To: darwin-l@ukanaix.cc.ukans.edu Subject: Biblio on developmentalist critiques of neoDarwinism ANNOTATED BIBLIOGRAPHY Developmental Critiques of NeoDarwinism I'll start with something everyone has presumably already read: Gould, S. J., and R. C. Lewontin (1979), "The Spandrels of San Marco and the Panglossian Paradigm: A Critique of the Adaptationist Programme", Proceedings of the Royal Society of London B205: 581-598. This is somewhere between the most important paper of the past 50 years, or a miserable batch of hogwash -- both opinions have been expressed. I'm on the favorable side. But the paper has been a decidedly mixed blessing for developmentalism. It mentioned so many alternatives to "adaptationism" that developmentalism got lost in the shuffle. In this way it contributed to the unfortunate tendency noted in my previous post of considering the issue merely one of the degree of adaptive perfection. A better Gould paper on the developmental alternative is: Gould, S. J. (1980), "The Evolutionary Biology of Constraint", Daedalus 109: 39-52. The general philosophical disinterest in developmentalist approaches can be seen from the papers in Dupre 1987; most of the factors invoked in the Spandrels paper were discussed, with the exception of developmentalism. Dupre, J., (1987), The Latest on the Best: Essays on Evolution and Optimality. Cambridge MA: MIT Press. Now let me get a couple of developmentalist but abstract approaches on the table; the current hot topic along the Brooks and Wiley line is Kauffman: Kauffman, Stuart A., (1993), Origins of Order. Oxford, Oxford University Press. Kauffman, S., (1983), "Developmental Constraints: Internal Factors in Evolution", in B. Goodwin, N. Holder, and C.C. Wylie (eds.), Development and Evolution, p. l95-225. Cambridge University Press, Cambridge. See also: Bechtel, W. (ed.) (1986), Integrating Scientific Disciplines. Dordrecht: Martinus Nijhoff Publishers. Bechtel has a nice section on development and evolution, though the cases are of this abstract (i.e. non-nuts and bolts) type. Kauffmann, William Wimsatt, and Bruce Wallace (see below) have papers, with a commentary on the trio of papers from Richard Burian. (Sorry I've lost the titles of some of the papers.) Next, some work on the history of the relation between the Synthesis and embryology. The best introduction is: Hamburger, V. (1980), "Embryology and the Modern Synthesis in Evolutionary theory", in Mayr and Provine, (1980), The Evolutionary Synthesis. Cambridge: Harvard University Press. But cf.: Wallace, B. (1986), "Can Embryologists Contribute to an Understanding fo Evolutionary Mechanisms?" in Bechtel, op. cit. Mayr himself in (1980) takes a somewhat different view from Hamburger. Comparing Wallace with Hamburger (the target of Wallace's criticism) is a wonderful demonstration of the contrast of explanatory interests between developmentalism and neoDarwinism. Hamburger says the Synthesis treats development as a "black box." Wallace responds (in effect) that development _deserves_ to be put in a black box. For arguments that a new Developmental or Embryological Synthesis is needed to unify embryology and neoDarwinism: Horder, T.J., (1989), "Syllabus for an Embryological Synthesis," in D. B. Wake, and G. Roth, eds., Complex Organismal Functions: Integration and Evolution in Vertebrates, Chichester, John Wiley and Sons. Gilbert, S. F., (1991), Developmental Biology, Third Edition, Chap. 23. Sunderland, MA: Sinauer Associates, Inc. Gilbert is a generally excellent text. It's hard for me to imagine someone reading Gilbert and continuing to believe that evolution is the sorting of alleles. The canonical discussion of developmental constraints is: Maynard Smith, J., R. Burian, S. Kauffman, P. Alberch, J. Campbell, B. Goodwin, R. Lande, D. Raup, and L. Wolpert (1985) "Developmental Constraints and Evolution", The Quarterly Review of Biology 60: 265-287. This is an excellent introduction to the topic, but it's far too congenial and cooperative for my tastes. Not all of the "constraints" discussed are developmental, and it's hard to see from this paper why the issue of constraints is still such a hot one. Burian does make one of the very few contributions from philosophers to this issue, however. But the best philosophical contribution to date is: Smith, Kelly C. (1992), "Neo-Rationalism versus Neo- Darwinism: Integrating Development and Evolution", Biology and Philosophy 7, 431-451. Smith (a Darwin-L reader, natch) distinguishes "process structuralists" (the radicals who want to throw neoDarwinism out) from "general structuralists," (advocates, I suppose, of a new Synthesis). Most of his discussion is of the process structuralists. This is a somewhat odd approach since so few philosophers are familiar with _any_ kind of structuralist. But along the way, many of the grounds for developmentalist criticism of neoDarwinism get discussed. For examples of the radicals (I think both of the following would both be considered process structuralists): Goodwin, B. C., (1984), "Changing from an Evolutionary to a Generative Paradigm in Biology", in J. W. Pollard (ed.), Evolutionary Theory. New York: John Wiley and Sons. Lovtrup, S. (1987), Darwinism: The Refutation of a Myth. London: Croom Helm. [Is Lovtrup a process stucturalist, Kelly? He's certainly a radical.] Finally, I'll end up with a simple reading list of developmentalist literature to browse. Bonner, J. T. (ed.) (1982), Evolution and Development. New York: Springer-Verlag. See esp. Pere Alberch,"Developmental Constraints in Evolutionary Processes", Goodwin, B. C., N. Holder, and C.C. Wylie, (1983), Development and Evolution. Cambridge: Cambridge University Press. Holder, N. (1983), "Developmental Constraints and the Evolution of Vertebrate Digit Patterns", Journal of Theoretical Biology 104, 451-471. Rachootin, S. P., and K. S. Thomson (1981), "Epigenetics, paleontology, and evolution" in G. G. E. Scudder and J. L. Reveal, eds., Evolution Today. Pittsburg, PA: Hunt Institute. [An especially entertaining and wide-ranging read, but hard to locate.] Shubin, N.H., and Alberch, P. (1986), "A Morphological Approach to the Origin and Basic Organization of the Tetrapod Limb", Evolutionary Biology 20: 319-387. Stearns, S.C. (1986), "Natural selection and fitness, adaptation and constraint", in D.M. Raup and D. Jablonski (eds.), Patterns and Processes in the History of Life. Berlin: Springer-Verlag. Thomson, K. S. (1988), Morphogenesis and Evolution. New York: Oxford University Press. Wagner, G.P., (1988),"The Influence of Variation and of Developmental Constraints on the Rate of Multivariate Phenotypic Evolution", Journal of Evolutionary Biology 1: 45-46. _______________________________________________________________________________ <5:85>From DARWIN@iris.uncg.edu Sun Jan 16 00:46:30 1994 Date: Sun, 16 Jan 1994 01:52:33 -0500 (EST) From: DARWIN@iris.uncg.edu Subject: January 16 -- Today in the Historical Sciences To: darwin-l@ukanaix.cc.ukans.edu Organization: University of NC at Greensboro JANUARY 16 -- TODAY IN THE HISTORICAL SCIENCES 1894 (100 years today): ALEKSANDER FEDOROVICH MIDDENDORF dies at Khellenurme, Estonia. Middendorf received his medical degree from Dorpat University in 1837, and continued his studies of natural history in Germany and Austria. During 1839 he travelled with von Baer to the Kola Peninsula, and in 1843 and 1844 he explored Siberia under the auspices of the St. Petersburg Academy of Sciences, a trip that led to the founding of the Russian Geographical Society. In the report on his Siberian expedition, _Reise in den aussersten Norden und Osten Sibiriens wahrend der Jahre 1843 und 1844_ (St. Petersburg, 1848-1875), Middendorf made a number of important observations on the nature of species and on biogeographical patterns in the polar region. Today in the Historical Sciences is a feature of Darwin-L, an international network discussion group on the history and theory of the historical sciences. For more information about Darwin-L send the two-word message INFO DARWIN-L to listserv@ukanaix.cc.ukans.edu, or gopher to rjohara.uncg.edu (152.13.44.19). _______________________________________________________________________________ <5:86>From PGRIFFITHS@gandalf.otago.ac.nz Sun Jan 16 18:06:43 1994 To: darwin-l@ukanaix.cc.ukans.edu From: PGriffiths@gandalf.otago.ac.nz Organization: University of Otago Date: 17 Jan 1994 13:12:49GMT+1200 Subject: Re: Developmentalism Bibliography I was glad to see Ron Amundsen's bibliography appearing on the list. I believe that a reintegration of developmental ideas into evolutionary theory is, indeed, the most important current challenge to 'neo-darwinian' orthodoxy. However, there are two clearly distinguishable kinds of developmentalist critique. One emphasises developmental constraint, and is well represented by the bibliograpy just posted. The other, however, is centered on a rejection of 'dichotomous accounts of development' which assume that the fundamental distinction in developmental theory is between genic and non-genic accounts of development. It suggests a larger 'developmental system' which is the real unit of study. I thought I might offer a short bibliography directed more towards this strand. The following are in historical order, but Susan Oyama's work, and especially her book 'The Ontogeny of Information', should be singled out as seminal for many of the later authors. D.S Lehrmann "Critique of Konrad Lorenz's Theory of Instinctive Behaviour", Quarterly Review of Biology, XXVIII (1953):337-363; "Semantic & Conceptual Issues in the Nature-Nurture Problem", in his Development & the Evolution of Behaviour (W.H Freeman: San Francisco,1970): 17-52. G Stent "Strength and weakness of the genetic approach to the development of the nervous system" in W.M Cowan, ed., Studies in Developmental Neurobiology (Oxford University Press: Oxford, 1981), R.C Lewontin, Human Diversity (Scientific American Press: 1982); "The organism as the subject and object of evolution", Scientia, CXVIII (1983): 65-82. S Oyama The Ontogeny of Information, (Cambridge University Press: Cambridge, 1985); Ontogeny & the Central Dogma, in M.R Gunnar & E Thalen, ed, Systems & Development, (Lawrence Earlbaum: Hillsdale, N.J, 1989). T.D Johnston, "The Persistence of Dichotomies in the Study of Behavioural Development", Developmental Review, VII (1987): 149-182. T.D Johnston, and G Gottlieb, "Neophenogenesis: a developmental theory of phenotypic evolution," Journal of Theoretical Biology, CXLVII (1990): 471-495. H.F Nijhout, "Metaphors and the role of genes in development," Bioessays, XII (1990): 4410-4446. R.D Gray, "Death of the Gene: Developmental Systems Strike Back," in P.E Griffiths, ed, Trees of Life: Essays in Philosophy of Biology (Kluwer: Dordrecht, 1992): 165-209. L Moss, "A kernel of truth? On the reality of the genetic program", in D.L Hull, M Forbes and K Okruhlik, eds, Philosophy of Science Association Proceedings 1992 Vol.1: 335-248. Paul E Griffiths Department of Philosophy University of Otago P.O Box 56, Dunedin, New Zealand Tel: (03) 479-8727 Fax: (03) 479-2305 _______________________________________________________________________________ <5:87>From Arno.Wouters@phil.ruu.nl Mon Jan 17 03:44:48 1994 Date: Mon, 17 Jan 1994 10:48:06 +0100 To: darwin-l@ukanaix.cc.ukans.edu From: Arno Wouters <Arno.Wouters@phil.ruu.nl> Subject: Re: Biblio on developmentalist critiques of neoDarwinism Thanks for compiling this bibliography. Are there any objections against making the bibliography (and the preface) available on our department's philosophy gopher (gopher.phil.ruu.nl)? Arno Wouters -- Arno Wouters Dept. of Philosophy, Utrecht University, The Netherlands. Phone: +31 30 53779; Fax: +31 30 532816. Email: Arno.Wouters@phil.ruu.nl _______________________________________________________________________________ <5:88>From delancey@darkwing.uoregon.edu Mon Jan 17 11:46:36 1994 Date: Mon, 17 Jan 1994 09:28:15 -0800 (PST) From: Scott C DeLancey <delancey@darkwing.uoregon.edu> Subject: Re: Systematics and linguistics To: darwin-l@ukanaix.cc.ukans.edu Kent E. Holsinger pursues the question of parallels and non-parallels between biological systematics and genetic linguistics, describing a situation in which two subgroups of bats share "details of skeletal anatomy (and more recently from molecular sequences)", but one of them shows resemblances to primates in details of neural anatomy, creating a problem in classification. This is indeed reminiscent of the problem of a language like Japanese, with apparent affinities to both Altaic and Austronesian (which are themselves not related at any detectable level). I think there are differences, though, which are worth exploring (if only to see whether I misunderstand the biological case). Kent says: > I'm not sure what processes would produce convergence in vocabularies, but it > appears that the problem Scott DeLancey is describing is similar in many ways > to the one I've just described, except perhaps that linguists do not yet have > a comprehensive theory that they could use to explain the convergences. There is no imaginable process that would produce convergence in vocabularies. Similarities in vocabulary beyond what can be expected by chance can only reflect common inheritance (i.e. genetic relationship) or borrowing. Vocabulary and details of morphological structure (critically including not only patterns of structure but actual forms) play a role analagous to molecular sequences more than to morphological patterns, the difference being that vocabulary, at least, is very easily borrowed, even between unrelated languages. I see the linguistic analogue to the kinds of morphological similarities which can in principle be considered to reflect convergence in biology as being typological similarities--type (rather than details) of morphological structure, parallel syntactic constructions, case marking patterns, etc. Because they can so easily arise by "convergence" (though that term is not much used), these sorts of similarities carry very little weight in determining linguistic relationships. (I think historical linguists sometimes find biological arguments about cladistic vs. phenetic taxonomy confusing, since only cladistic classification has ever been recognized as a worthwhile or interesting pursuit in historical linguistics). Scott DeLancey delancey@darwking.uoregon.edu Department of Linguistics University of Oregon Eugene, OR 97403 _______________________________________________________________________________ <5:89>From J_LIMBER@UNHH.UNH.EDU Mon Jan 17 19:02:59 1994 Date: Mon, 17 Jan 1994 20:05:21 -0500 (EST) From: J_LIMBER@UNHH.UNH.EDU (JOHN LIMBER) Subject: Re: Systematics and linguistics To: darwin-l@ukanaix.cc.ukans.edu Scott Delancy writes: >There is no imaginable process that would produce convergence in vocabularies. Similarities in vocabulary beyond what can be expected by chance can only reflect common inheritance (i.e. genetic relationship) or borrowing...." I'm not sure what counts as "imaginable" but how about the following? 1. phonetic symbolism 2. acquistion processes gently favoring "simple" forms over complex ones. 3. Zipf's Law--the more frequent concepts tend to have shorter forms 4. interactions of (3) and (4) with other factors. While I don't imagine these are very important in any direct way, they might well make assessing "Similarities in vocabulary beyond what can be expected by chance" very tricky indeed. What is "chance" anyway? John Limber, Psychology, University of New Hampshire _______________________________________________________________________________ <5:90>From sally@pogo.isp.pitt.edu Mon Jan 17 21:26:54 1994 To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: Systematics and linguistics Date: Mon, 17 Jan 94 22:29:59 -0500 From: Sally Thomason <sally@pogo.isp.pitt.edu> John Limber raises some interesting points wrt Scott DeLancey's claim that "There is no imaginable process that would produce convergence in vocabularies", but these points don't affect the validity of Scott's claim. Since a language is likely to have 20 or 30 phonemes (or more), favoring simple forms over complex ones or having shorter forms for more frequent concepts won't produce enough chance similarities to make any difference: the combinatory possibilities for 20 or 30 phonemes will be too great, even after you build in sequencing constraints (on consonant clusters and vowel sequences, for instance), in words of typical lengths -- at least 3 phonemes long, say. (Note too that acquisition processes can't favor simple forms over complex ones all the time, or words would simplify into minimality, which they clearly don't, in ANY language; only grammatical items like prepositions and other such particles are very likely to get reduced. Lexical items, such as nouns and verbs, are more likely to be stressed, and stress tends to protect a word from drastic phonetic reduction.) Phonetic symbolism is another matter: most linguists would agree that you might find occasional convergences due to sound symbolism. But the overall effect on the vocabulary from such a process will be slight: examples aren't all that easy to find, and the prospect of significant overhaul of any language's vocabulary through such a process is, well, unimaginable (in the real world of human language). Limber is right, however, to point to the slipperiness of the notion of "chance". Non-historically-connected similarities in parts of words, at least, do occur in quantities that make randomness unlikely. For instance, many languages have no syllables (and therefore no words) ending in consonants; every syllable ends in a vowel. Tongue-tip sounds like t d n r are very frequent at the ends of words, in a wide variety of unrelated languages, and they turn up in grammatical suffixes (e.g. case endings on nouns, person/number endings on verbs) in so many languages that one might suspect them of being historically stable, relatively speaking, in that position. Many languages lack consonant clusters, and those that have them are most likely to have only clusters like pr-, gl-, ty-, and the like, rather than "heavy" clusters like st-, tk-, etc. Tendencies like these cause linguists to think in terms like ease of pronunciation, and ease of learning more generally, in the search for explanations. But again, they don't justify any prediction about general vocabulary convergence, because there is no evidence at all that such a thing occurs, except -- in a sense -- through borrowing, and that isn't what evolutionary biologists mean by "convergence". Sally Thomason sally@pogo.isp.pitt.edu _______________________________________________________________________________ <5:91>From hantuo@utu.fi Tue Jan 18 03:31:33 1994 To: Darwin-L@ukanaix.cc.ukans.edu From: hantuo@utu.fi (Hanna Tuomisto) Subject: Re: Systematics and linguistics Date: Tue, 18 Jan 1994 11:32:50 +0200 Sally Thomason made a number of points about the convergence of vocabularies in unrelated languages, and they made a lot of sense even to a layman like myself. I can very well imagine that phonetic constraints produce similarly structured words independently in different languages. This could perhaps be considered analogous to e.g. structural convergence in biological organisms due to environmental constraints. However, even if the form of words could 'converge' in this way, I cannot imagine any mechanism how the meaning of the words could do the same. Therefore it seems that the most likely fate of such similar but independently evolved words is that they mean entirely different things, and hence do not contribute to the similarity of vocabularies. As a native speaker of Finnish, I'm familiar with plenty of jokes that make use of the similarities in the structure of words in Finnish and Japanese. In the style of: "What's a supermarket in Japanese? Of course 'Mokomaki kamakasa'". In Finnish this means more or less 'such a heap of things'. I've got no idea if any part of it means anything in Japanese, but I hope it's nothing offensive. Some South American indian languages, notably Quechua, seem to share quite a few words with Finnish. As far as I know, these similarities are based on no historical relationship between the languages. The words I know have entirely different meanings in the two languages, like 'runa' or 'ruuna', which means 'people' in Quechua but 'gelding' in Finnish. But I've heard that these two languages actually do share words that have the same meaning as well. Does anyone on the list know how common such shared words are? And has someone analyzed them to see what is behind this coincidence? Hanna Tuomisto hantuo@utu.fi _______________________________________________________________________________ <5:92>From GOLLAV@axe.humboldt.edu Tue Jan 18 05:37:45 1994 Date: Tue, 18 Jan 1994 03:44 PST From: GOLLAV@axe.humboldt.edu Subject: Re: Systematics and linguistics To: darwin-l@ukanaix.cc.ukans.edu Sally Thomason writes, re: Scott DeLancey's assertion that "there is no imaginable process that would produce convergence in vocabularies": > Phonetic symbolism is another matter: most linguists would agree that > you might find occasional convergences due to sound symbolism. But > the overall effect on the vocabulary from such a process will be > slight.... This is the received wisdom, but one wonders. Empirical investigation of phonetic symbolism has largely been carried out by psychologists and psycholinguists. Comparative linguists have been content to assume (as Sally indicates) that its effects are marginal and of no great concern in the sorting out of languages into families and stocks. But I recently came across an anthropology dissertation that takes a rather different view: Ciccotosto, Nick. Ph.D., U. of Florida, 1991. Sound Symbolism in Natural Languages. 301 pp. According to the abstract (Dissertation Abstracts International 53(2): 541-A), Ciccotosto challenges the "Saussurean assumption" that the phonetic structure of morphemes is generally arbitrary. Using a large data sample from "virtually all known language phyla," he tests a series of sound- symbolic hypotheses on 16 items of "core vocabulary. . . routinely used by linguists to trace genetic relationship among language phyla." The positive results are "striking" and lead C. to believe that sound symbolism "must have evolutionary adaptive value." Unfortunately, I haven't yet gotten hold of a copy of this dissertation, and can't comment on how convincing C.'s data are. But it seems to me that this is a topic well worth investigating. Any fair test of a claim of historical relatedness between languages should exclude resemblances that can be explained by established phonetic-symbolic processes. Yet historical linguists by and large operate with only an anecdotal under- standing of phonetic symbolism, and some choose to ignore it entirely. --Victor Golla Humboldt State University Arcata, California 95521 gollav @ axe.humboldt.edu _______________________________________________________________________________ <5:93>From ANWOLFE@ECUVM.CIS.ECU.EDU Tue Jan 18 07:36:32 1994 Date: Tue, 18 Jan 94 08:39:26 EST From: ANWOLFE@ECUVM.CIS.ECU.EDU Subject: Re: Systematics and linguistics To: Multiple recipients of list <darwin-l@ukanaix.cc.ukans.edu> Nick Ciccotosto's dissertation is available from the company that sell dissertations on microfilm. But you can of course purchase a hard copy. Linda Wolfe _______________________________________________________________________________ <5:94>From Lombardi@goodall.uncg.edu Tue Jan 18 08:20:23 1994 Date: Fri, 14 Jan 1994 17:24:37 -0500 (EST) From: Julian Lombardi <Lombardi@goodall.uncg.edu> Subject: Inheritance To: darwin-l@ukanaix.cc.ukans.edu Organization: University of NC at Greensboro Does the term 'inheritance' have universal meaning when applied across the various historical sciences. Would anyone care to provide a working definition? ============================================== Julian Lombardi (lombardi@iris.uncg.edu) Department of Biology The University of North Carolina at Greensboro Greensboro, North Carolina 27412-5001 USA Voice: 910/334-5391 extension 54 FAX: 910/334-5839 _______________________________________________________________________________ <5:95>From junger@samsara.law.cwru.edu Tue Jan 18 10:13:09 1994 Date: Tue, 18 Jan 94 11:13:09 EDT From: junger@samsara.law.cwru.edu (Peter D. Junger) To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: Inheritance In message <B7C493705C2@goodall.uncg.edu> Julian Lombardi (lombardi@iris.uncg.edu) writes: >Does the term 'inheritance' have universal meaning when applied across the >various historical sciences. Would anyone care to provide a working >definition? I don't think that it does. To those of us who study the Common Law "inheritance" means acquiring real property (but not goods or chattels or other personal property) from a decedent as an heir rather than as a devisee under a will or by purchase (which doesn't mean what you think it does). I doubt that any other historical science could make use of this definition. Ciao, --Peter Peter D. Junger Case Western Reserve University Law School, Cleveland, OH Internet: JUNGER@SAMSARA.LAW.CWRU.Edu -- Bitnet: JUNGER@CWRU _______________________________________________________________________________ <5:96>From HOLSINGE@UCONNVM.BITNET Tue Jan 18 12:03:50 1994 Date: Tue, 18 Jan 1994 07:53:05 -0500 (EST) From: "Kent E. Holsinger" <HOLSINGE%UCONNVM.BITNET@KU9000.CC.UKANS.EDU> Subject: Re: Systematics and linguistics To: darwin-l@ukanaix.cc.ukans.edu Scott DeLancey writes: > There is no imaginable process that would produce convergence in > vocabularies. Similarities in vocabulary beyond what can be expected by > chance can only reflect common inheritance (i.e. genetic relationship) > or borrowing. Now I'm confused. I suggested the parallel with convergent evolution because Sally Thomason seemed to suggest that borrowing (hybridization as we biologists would call it) is extremely limited between distantly related languages. Her comments were, as I recall, offered in response to my suggestion that perhaps linguistic evolution is more reticulate than biological evolution. She was arguing (and I *thought* Scott agreed with her) that reticulation wasn't the correct explanation. Well, if reticulation isn't the answer, then convergence is the only alternative I can think of. What am I missing? -- Kent +--------------------------------------------------------------------+ | Kent E. Holsinger Internet: Holsinge@UConnVM.UConn.edu | | Dept. of Ecology & BITNET: Holsinge@UConnVM | | Evolutionary Biology, U-43 | | University of Connecticut | | Storrs, CT 06269-3043 | +--------------------------------------------------------------------+ _______________________________________________________________________________ <5:97>From CRAVENS@macc.wisc.edu Tue Jan 18 12:56:52 1994 Date: Tue, 18 Jan 94 13:00 CDT From: Tom Cravens <CRAVENS@macc.wisc.edu> Subject: Re: Systematics and linguistics To: darwin-l@ukanaix.cc.ukans.edu I've been off list for a month, so have missed much, but here's two cents worth on lexical resemblance across languages (with apologies for any repetition of what Scott or Sally may have said). The alternative to convergence at least (I must admit ignorance of reticulation) is fortuitous happenstance. Every language has a limited phonological inventory, and internal constraints on combining them. The more two language have similarities in inventory and similar constraints, the more likely it is that words will exist with similar or identical form, and *very* occasionally, by the purest of accident except in the case of sound symbolism and such, words with coincident form may turn out to have similar meaning. Tom Cravens cravens@macc.wisc.edu cravens@wiscmacc.bitnet _______________________________________________________________________________ <5:98>From delancey@darkwing.uoregon.edu Tue Jan 18 13:06:53 1994 Date: Tue, 18 Jan 1994 10:54:52 -0800 (PST) From: Scott C DeLancey <delancey@darkwing.uoregon.edu> Subject: Re: Systematics and linguistics To: darwin-l@ukanaix.cc.ukans.edu On Tue, 18 Jan 1994, Kent E. Holsinger wrote: > Now I'm confused. We may be talking at cross purposes here. > I suggested the parallel with convergent evolution because > Sally Thomason seemed to suggest that borrowing (hybridization as we > biologists would call it) is extremely limited between distantly related > languages. This isn't reliably true, and I don't think it's what Sally was saying. I think her point was that as a historical linguist trying to trace the lineage of languages, you can usually (given adequate data) identify borrowing. The standard (and empirically fairly robust) assumption in historical linguistics is that even in languages which have borrowed large amounts of vocabulary (e.g. English) it is always possible (given adequate data) to trace one primary line of descent--e.g. English, despite having something like 50% non-Germanic vocabulary, is clearly a Germanic language that has borrowed from Romance languages, not the other way around. > Her comments were, as I recall, offered in response to my suggestion that > perhaps linguistic evolution is more reticulate than biological evolution. > She was arguing (and I *thought* Scott agreed with her) that reticulation > wasn't the correct explanation. Well, if reticulation isn't the answer, then > convergence is the only alternative I can think of. > > What am I missing? We may be experiencing some confusion here about what we are trying to explain. Linguistic evolution is clearly more reticulate than biological evolution; again, I think Sally's remarks were more oriented to the problem of determining genetic relationships than to the question of what kinds of histories languages, as opposed to species, may have. So we may have shifted a bit off the original topic. If "reticulation isn't the answer, then convergence is the only alternative" -- to what question? Scott DeLancey delancey@darkwing.uoregon.edu Department of Linguistics University of Oregon Eugene, OR 97403 _______________________________________________________________________________ <5:99>From sally@pogo.isp.pitt.edu Tue Jan 18 14:23:25 1994 To: darwin-l@ukanaix.cc.ukans.edu Subject: Re: Systematics and linguistics Date: Tue, 18 Jan 94 15:25:52 -0500 From: Sally Thomason <sally@pogo.isp.pitt.edu> I'm not sure just why we are confused, Kent Holsinger and I, about the notions of convergent evolution vs. hybridization -- but it must have to do, at some level, with different ways of talking about these things in our different disciplines. I also don't remember exactly how I phrased my earlier posting about language mixture (hybridization), but it's quite possible that I was unclear or even (in my effort to avoid technical linguistic terms that only linguists could love) misleading. It's like this: borrowing between separate languages (as opposed to borrowing between dialects) usually takes place without causing any disruption in the family tree -- the main lines of descent are normally quite clear, provided (and this was what Scott was talking about) that the relationships are shallow enough chronologically that you can find systematic correspondences in all grammatical subsystems, including, crucially, the basic vocabulary. But borrowing can and sometimes does produce more extreme effects, under the right kinds of social circumstances (fairly unusual social circumstances, as far as historical linguists can tell -- but stories I've heard lately about language contacts in East Africa make me a bit dubious about that conventional wisdom). There are (in my view) no limits whatsoever on what CAN be transferred from one lg. to another; I have counterexamples to all the proposals that have been made along those lines, at least all the proposals I've seen. But that's not the usual sort of situation; and in more ordinary social circumstances, normal transmission of a whole lg. from one generation to the next gives you, eventually, a fairly tidy family tree, at time depths up to -- roughly -- somewhere between 5000 and 10,000 years. All that is quite different from convergent evolution. Basically, what I think Scott is saying, and what I know I'm saying, is this: there isn't any convergent evolution in the sense that unrelated lgs. get more similar, *without* borrowing, to the point where they look as if they're related. The reason is that, for such a situation to exist, you'd have to get convergence in sound/meaning chunks -- i.e. in vocabulary -- and that just doesn't happen to any significant degree. (I haven't seen the dissertation Victor Golla mentioned, about sound symbolism, but I think there really is sufficient evidence to rule out sound symbolism as the source of widespread systematic correspondences in whole words. I wouldn't expect the picture to change even iss of sound symbolism has has been greatly underestimated.) It *is* true that typological characteristics -- the kinds of sound features that I talked about in my previous posting, and also word-structure and sentence-structure features (e.g. word order, presence of suffixes rather than prefixes, ....) -- appear widely in unrelated languages. It's also true that such similarities have been taken as evidence for relatedness, for instance in the Uralic & Altaic languages. That's more like convergent evolution, but there's a big difference: as soon as you start looking at sound/meaning chunks, especially basic vocabulary, the picture changes dramatically. (Actually, people still argue about whether Uralic and Altaic languages are related -- these families include Finnish and Hungarian among the Uralic lgs., and Turkish and Mongolian among the Altaic lgs. -- but no one nowadays would take their word-order patterns, vowel-harmony rules, and other structural features to be primary evidence for such a relationship. The vocabularies do not match anywhere near as closely as some of the structure does. It's possible that borrowing is the source of some of those structural similarities, and there are quite a few people who no longer even believe that Altaic is a valid family, so there are lots of complications.) I'm sorry to have been unclear before, and even sorrier if (as I suspect) I'm not much clearer this time. Probably someone else should take over. My remaining question would be about what Kent has in mind in saying "Well, if reticulation isn't the answer, then convergence is the only alternative" -- my question is, answer to what? Sally Thomason sally@pogo.isp.pitt.edu _______________________________________________________________________________ <5:100>From CRAVENS@macc.wisc.edu Tue Jan 18 14:44:18 1994 Date: Tue, 18 Jan 94 14:47 CDT From: Tom Cravens <CRAVENS@macc.wisc.edu> Subject: Re: Systematics and linguistics To: darwin-l@ukanaix.cc.ukans.edu Sorry to be a pain, but I've missed a lot and am interested in the discussion. Could someone give a quick (and dirty, if necessary) definition of 'reticulate' as being used here? Thanks, Tom Cravens cravens@macc.wisc.edu cravens@wiscmacc.bitnet _______________________________________________________________________________ Darwin-L Message Log 5: 71-100 -- January 1994 End